HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 12/31/2013

Position Statistics

Total Positions 666
New Positions 274
Increased Positions 367
Decreased Positions 298
Positions with Activity 665
Sold Out Positions 217
Total Mkt Value (in $ millions) 2,280

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.02%
Capital Goods 1.92%
Conglomerates 0.23%
Consumer Cyclical 2.02%
Consumer/Non-Cyclical 10.85%
Energy 11.6%
Financial 15.73%
Healthcare 4.54%
Services 26.37%
Technology 12.39%
Transportation 6.2%
Utilities 4.64%

666 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 2,309 2,309 New 235,586
BARCLAYS PLC ADR 1,898 141 8.01 112,916
MELCO CROWN ENTMT LTD ADR 480 480 New 13,200
RANDGOLD RES LTD ADR -1,274 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR 23,501 5,338 29.39 463,812
VALE S A ADR 760 760 New 55,900
SONY CORP ADR NEW 14,079 14,079 New 754,491
TAL ED GROUP ADS REPSTG COM 238 238 New 10,200
CTRIP COM INTL LTD AMERICAN DEP SHS -1,642 Sold Out 0
ISHARES CHINA LG-CAP ETF 10,756 3,890 56.67 307,924
ABERCROMBIE & FITCH CO CL A 4,952 4,952 New 132,830
AIR LEASE CORP CL A 679 679 New 18,609
CASELLA WASTE SYS INC CL A -282 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -4,205 Sold Out 0
COMCAST CORP NEW CL A 24,624 6,127 33.13 480,849
CONSTELLATION BRANDS INC CL A 13,777 5,223 61.06 171,680
DILLARDS INC CL A 8,120 8,120 New 85,365
DISH NETWORK CORP CL A 66,385 23,799 55.89 1,111,224
DREAMWORKS ANIMATION SKG INC CL A 2,584 2,584 New 93,583
DSW INC CL A 853 853 New 24,994