HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 12/31/2013

Position Statistics

Total Positions 666
New Positions 274
Increased Positions 367
Decreased Positions 298
Positions with Activity 665
Sold Out Positions 217
Total Mkt Value (in $ millions) 2,252

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.97%
Capital Goods 1.95%
Conglomerates 0.23%
Consumer Cyclical 2.03%
Consumer/Non-Cyclical 11.11%
Energy 11.51%
Financial 15.92%
Healthcare 4.51%
Services 26.25%
Technology 12.42%
Transportation 5.99%
Utilities 4.64%

666 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 2,309 2,309 New 235,586
BARCLAYS PLC ADR 1,815 135 8.01 112,916
MELCO CROWN ENTMT LTD ADR 471 471 New 13,200
RANDGOLD RES LTD ADR -1,265 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR 23,149 5,258 29.39 463,812
VALE S A ADR 775 775 New 55,900
SONY CORP ADR NEW 14,169 14,169 New 754,491
TAL ED GROUP ADS REPSTG COM 229 229 New 10,200
CTRIP COM INTL LTD AMERICAN DEP SHS -1,696 Sold Out 0
ISHARES CHINA LG-CAP ETF 11,002 3,980 56.67 307,924
ABERCROMBIE & FITCH CO CL A 4,758 4,758 New 132,830
AIR LEASE CORP CL A 678 678 New 18,609
CASELLA WASTE SYS INC CL A -283 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -4,276 Sold Out 0
COMCAST CORP NEW CL A 23,643 5,883 33.13 480,849
CONSTELLATION BRANDS INC CL A 13,691 5,191 61.06 171,680
DILLARDS INC CL A 7,857 7,857 New 85,365
DISH NETWORK CORP CL A 65,540 23,497 55.89 1,111,224
DREAMWORKS ANIMATION SKG INC CL A 2,558 2,558 New 93,583
DSW INC CL A 853 853 New 24,994