HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 03/31/2014

Position Statistics

Total Positions 642
New Positions 191
Increased Positions 272
Decreased Positions 370
Positions with Activity 642
Sold Out Positions 266
Total Mkt Value (in $ millions) 1,705

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.16%
Capital Goods 1.72%
Conglomerates 0%
Consumer Cyclical 11.85%
Consumer/Non-Cyclical 5.19%
Energy 9.18%
Financial 13.64%
Healthcare 2.88%
Services 26.56%
Technology 7.82%
Transportation 5.82%
Utilities 7.74%

642 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANCO SANTANDER SA ADR 928 -1,461 (61.15) 91,525
BARCLAYS PLC ADR 1,995 313 18.63 133,956
MELCO CROWN ENTMT LTD ADR 486 41 9.10 14,401
TEVA PHARMACEUTICAL INDS LTD ADR 15,693 -9,501 (37.71) 288,901
VALE S A ADR 423 -402 (48.73) 28,660
SONY CORP ADR NEW 12,948 -233 (1.77) 741,134
TAL ED GROUP ADS REPSTG COM 511 210 69.41 17,280
JPMORGAN CHASE & CO ALERIAN ML ETN 1,170 1,170 New 22,500
ISHARES TR CHINA LG-CAP ETF -12,609 Sold Out 0
ABERCROMBIE & FITCH CO CL A 1,020 -4,057 (79.91) 26,691
AIR LEASE CORP CL A -659 Sold Out 0
CBRE GROUP INC CL A 513 513 New 15,784
COMCAST CORP NEW CL A -26,442 Sold Out 0
CONSTELLATION BRANDS INC CL A 2,930 -11,858 (80.19) 34,015
DILLARDS INC CL A 10,730 507 4.96 89,597
DISH NETWORK CORP CL A 2,405 -67,135 (96.54) 38,432
DREAMWORKS ANIMATION SKG INC CL A 5,305 3,185 150.21 234,154
DSW INC CL A 1,179 524 80.03 44,997
GENESEE & WYO INC CL A -1,380 Sold Out 0
HOVNANIAN ENTERPRISES INC CL A -278 Sold Out 0