HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 09/30/2014

Position Statistics

Total Positions 548
New Positions 203
Increased Positions 277
Decreased Positions 271
Positions with Activity 548
Sold Out Positions 191
Total Mkt Value (in $ millions) 1,694

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.32%
Capital Goods 4.67%
Conglomerates
Consumer Cyclical 4.49%
Consumer/Non-Cyclical 5.3%
Energy 8.89%
Financial 13.61%
Healthcare 12.25%
Services 21.59%
Technology 7.68%
Transportation 2.16%
Utilities 7.57%

548 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 20+ YR TR BD ETF 3,222 3,222 New 23,300
BANCO SANTANDER SA ADR 1,160 -263 (18.46) 173,406
BARCLAYS PLC ADR 2,668 614 29.89 190,064
MELCO CROWN ENTMT LTD ADR 2,070 -2,710 (56.69) 86,265
SOUFUN HLDGS LTD ADR 417 417 New 68,271
TEVA PHARMACEUTICAL INDS LTD ADR 85,717 22,602 35.81 1,507,501
SONY CORP ADR NEW 1,380 -920 (40) 59,246
QIHOO 360 TECHNOLOGY CO LTD ADS 1,381 1,381 New 23,600
ABERCROMBIE & FITCH CO CL A 1,557 -2,065 (57.02) 61,002
AMC NETWORKS INC CL A -1,775 Sold Out 0
BOOZ ALLEN HAMILTON HLDG CORP CL A -819 Sold Out 0
DILLARDS INC CL A 17,671 83 .47 155,554
DISH NETWORK CORP CL A 2,099 -600 (22.23) 29,832
DREAMWORKS ANIMATION SKG INC CL A -6,353 Sold Out 0
FINISH LINE INC CL A 465 465 New 19,700
IHS INC CL A 1,474 1,474 New 12,800
INTERSIL CORP CL A -251 Sold Out 0
LAUDER ESTEE COS INC CL A 1,501 1,501 New 21,270
LEXMARK INTL NEW CL A 1,503 1,503 New 37,650
MARRIOTT INTL INC NEW CL A -1,114 Sold Out 0