HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 12/31/2013

Position Statistics

Total Positions 666
New Positions 274
Increased Positions 367
Decreased Positions 298
Positions with Activity 665
Sold Out Positions 217
Total Mkt Value (in $ millions) 2,260

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.98%
Capital Goods 1.94%
Conglomerates 0.23%
Consumer Cyclical 2.02%
Consumer/Non-Cyclical 11.08%
Energy 11.58%
Financial 15.86%
Healthcare 4.51%
Services 26.19%
Technology 12.47%
Transportation 6.07%
Utilities 4.61%

665 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM -2,619 Sold Out 0
ABBVIE INC COM -4,356 Sold Out 0
ACTAVIS PLC SHS -4,506 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -2,216 Sold Out 0
AEROPOSTALE COM -369 Sold Out 0
AGCO CORP COM -779 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -32,530 Sold Out 0
ALLIANT ENERGY CORP COM -615 Sold Out 0
ALLOT COMMUNICATIONS LTD SHS -295 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -87 Sold Out 0
AMERICAN TOWER CORP NEW COM -2,615 Sold Out 0
AMPIO PHARMACEUTICALS INC COM -976 Sold Out 0
AMR CORP DEL COM -502 Sold Out 0
ANADARKO PETE CORP COM -34,527 Sold Out 0
ANALOG DEVICES INC COM -636 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -1,752 Sold Out 0
ARUBA NETWORKS INC COM -1,107 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -478 Sold Out 0
ASSURANT INC COM -1,426 Sold Out 0
ATLAS ENERGY LP COM UNITS LP -5,544 Sold Out 0