HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 12/31/2013

Position Statistics

Total Positions 666
New Positions 274
Increased Positions 367
Decreased Positions 298
Positions with Activity 665
Sold Out Positions 217
Total Mkt Value (in $ millions) 2,228

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.99%
Capital Goods 1.94%
Conglomerates 0.23%
Consumer Cyclical 2.02%
Consumer/Non-Cyclical 11.11%
Energy 11.48%
Financial 15.99%
Healthcare 4.51%
Services 26.24%
Technology 12.45%
Transportation 5.92%
Utilities 4.64%

665 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKET VECTORS ETF TR RUSSIA ETF 6,110 5,667 1,280.73 276,215
IRON MTN INC COM 6,066 1,454 31.53 230,927
LIBERTY GLOBAL PLC SHS CL A 6,030 286 4.98 154,311
ASSURED GUARANTY LTD COM 5,949 2,861 92.66 251,331
SHERWIN WILLIAMS CO COM 5,907 5,907 New 30,835
DIREXION SHS ETF TR DLY ENRGY BULL3X 5,787 5,787 New 59,800
LORAL SPACE & COMMUNICATNS INC COM 5,746 5,746 New 79,100
CENTURYLINK INC COM 5,665 2,801 97.78 166,365
CONCHO RES INC COM 5,638 5,638 New 43,468
WALGREEN CO COM 5,419 5,419 New 82,091
ISHARES NASDQ BIOTEC ETF 5,413 1,255 30.18 24,877
FIRST FINANCIAL NORTHWEST INC COM 5,412 5,412 New 540,081
BED BATH & BEYOND INC COM 5,178 -12,506 (70.72) 80,549
FRANCO NEVADA CORP COM 5,110 5,110 New 110,960
CUMMINS INC COM 4,999 4,999 New 35,265
RYDER SYS INC COM 4,941 4,941 New 62,499
LAS VEGAS SANDS CORP COM 4,849 -4,440 (47.8) 66,263
FIRST SOLAR INC COM 4,745 1,825 62.50 71,477
ABERCROMBIE & FITCH CO CL A 4,742 4,742 New 132,830
NEWMONT MINING CORP COM 4,645 -95 (2.01) 194,855