HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 12/31/2013

Position Statistics

Total Positions 666
New Positions 274
Increased Positions 367
Decreased Positions 298
Positions with Activity 665
Sold Out Positions 217
Total Mkt Value (in $ millions) 2,260

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.98%
Capital Goods 1.94%
Conglomerates 0.23%
Consumer Cyclical 2.02%
Consumer/Non-Cyclical 11.08%
Energy 11.58%
Financial 15.86%
Healthcare 4.51%
Services 26.19%
Technology 12.47%
Transportation 6.07%
Utilities 4.61%

665 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSTRATEGY INC CL A NEW 8,433 8,433 New 80,700
NUSTAR ENERGY LP UNIT COM 8,399 8,399 New 152,426
INDIA FD INC COM 8,236 5,415 191.92 368,024
NORDSTROM INC COM 8,143 8,143 New 133,846
CENTERPOINT ENERGY INC COM 7,999 7,999 New 325,041
COBALT INTL ENERGY INC COM 7,869 1,949 32.93 433,315
DARLING INTL INC COM 7,858 7,858 New 377,242
EQUITY RESIDENTIAL SH BEN INT 7,779 7,779 New 135,295
DILLARDS INC CL A 7,682 7,682 New 85,365
GOLDCORP INC NEW COM 7,599 -3,723 (32.88) 322,000
UMPQUA HLDGS CORP COM 7,153 7,153 New 384,986
PHILIP MORRIS INTL INC COM 7,071 3,888 122.18 85,036
LIBERTY INTERACTIVE CORP INT COM SER A 6,868 31 .46 232,649
WAL-MART STORES INC COM 6,843 -29,689 (81.27) 88,121
NVIDIA CORP COM 6,763 511 8.17 364,381
STARBUCKS CORP COM 6,740 -2,766 (29.1) 96,073
IAC INTERACTIVECORP COM PAR $.001 6,714 6,714 New 97,767
MARKET VECTORS ETF TR RUSSIA ETF 6,626 6,146 1,280.73 276,215
GENERAL MTRS CO COM 6,579 1,138 20.91 193,605
XEROX CORP COM 6,462 1,171 22.14 565,344