HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 09/30/2014

Position Statistics

Total Positions 548
New Positions 203
Increased Positions 277
Decreased Positions 271
Positions with Activity 548
Sold Out Positions 191
Total Mkt Value (in $ millions) 1,694

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.32%
Capital Goods 4.67%
Conglomerates
Consumer Cyclical 4.49%
Consumer/Non-Cyclical 5.3%
Energy 8.89%
Financial 13.61%
Healthcare 12.25%
Services 21.59%
Technology 7.68%
Transportation 2.16%
Utilities 7.57%

548 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BAIDU INC SPON ADR REP A 8,807 1,333 17.83 40,414
ACHILLION PHARMACEUTICALS INC COM 8,749 1,508 20.83 589,157
PHH CORP COM NEW 8,662 2,038 30.76 347,300
APOLLO GLOBAL MGMT LLC CL A SHS 8,220 6,610 410.65 330,527
PRECISION CASTPARTS CORP COM 8,019 8,019 New 40,077
COACH INC COM 7,814 1,429 22.38 210,105
NEWLINK GENETICS CORP COM 7,627 7,627 New 208,441
INTEL CORP COM 7,564 -99 (1.3) 228,948
CEMEX SAB DE CV SPON ADR NEW 7,468 7,468 New 840,091
POTASH CORP SASK INC COM 7,432 6,317 566.84 203,393
CITRIX SYS INC COM 7,367 7,367 New 124,311
AMERICAN CAP LTD COM 7,286 860 13.39 520,810
COLGATE PALMOLIVE CO COM 7,067 -2,657 (27.32) 104,671
ASTRAZENECA PLC SPONSORED ADR 6,947 5,417 354.08 97,787
AIR PRODS & CHEMS INC COM 6,816 -1,586 (18.88) 46,808
DARDEN RESTAURANTS INC COM 6,803 6,803 New 110,832
ILLUMINA INC COM 6,787 2,098 44.74 34,769
OUTFRONT MEDIA INC COM 6,769 6,769 New 238,783
RADWARE LTD ORD 6,701 -1,780 (20.98) 348,302
CURRENCYSHARES EURO TR EURO SHS 6,684 6,684 New 60,100