HAP TRADING, LLC Information

33 WHITEHALL ST, NEW YORK, New York, 10004,

Report Date: 09/30/2014

Position Statistics

Total Positions 551
New Positions 206
Increased Positions 280
Decreased Positions 271
Positions with Activity 551
Sold Out Positions 192
Total Mkt Value (in $ millions) 1,797

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.47%
Capital Goods 4.93%
Conglomerates
Consumer Cyclical 4.43%
Consumer/Non-Cyclical 4.97%
Energy 10.61%
Financial 13.81%
Healthcare 11.43%
Services 20.83%
Technology 8.03%
Transportation 2.37%
Utilities 7.18%

551 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DILLARDS INC CL A 18,733 88 .47 155,554
AMERICAN INTL GROUP INC COM NEW 18,682 18,682 New 339,055
SCIENTIFIC GAMES CORP CL A 18,100 18,100 New 1,250,882
MARKET VECTORS ETF TR JR GOLD MINERS E 17,913 14,608 442.06 628,298
KINDER MORGAN MANAGEMENT LLC SHS 17,052 17,052 New 168,815
TIME WARNER CABLE INC COM 14,681 14,681 New 100,387
BIOGEN IDEC INC COM 14,529 14,529 New 47,366
ARM HLDGS PLC SPONSORED ADR 13,246 13,246 New 311,461
ANADARKO PETE CORP COM 13,220 9,288 236.22 142,950
AUTODESK INC COM 12,931 12,931 New 211,023
MALLINCKRODT PUB LTD CO SHS 12,885 6,131 90.77 142,626
EXPRESS SCRIPTS HLDG CO COM 12,521 57 .46 154,371
VOYA FINL INC COM 12,418 12,418 New 297,800
WAL-MART STORES INC COM 11,974 7,756 183.84 140,212
HERTZ GLOBAL HOLDINGS INC COM 11,548 8,722 308.60 474,064
TRONOX LTD SHS CL A 11,198 11,198 New 463,100
ZOETIS INC CL A 10,742 10,742 New 240,954
CEMEX SAB DE CV SPON ADR NEW 10,703 10,703 New 840,091
MERCK & CO INC NEW COM 10,105 8,282 454.35 170,550
MARSH & MCLENNAN COS INC COM 10,042 1,920 23.64 177,518