HABERER REGISTERED INVESTMENT ADVISOR INC Information

201 E. 5TH STREET, SUITE 1100, CINCINNATI, Ohio, 45202, (513) 381-8200

Report Date: 09/30/2014

Position Statistics

Total Positions 454
New Positions 7
Increased Positions 76
Decreased Positions 122
Positions with Activity 198
Sold Out Positions 23
Total Mkt Value (in $ millions) 205

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 3.41%
Conglomerates 0.04%
Consumer Cyclical 2.07%
Consumer/Non-Cyclical 7.7%
Energy 7.58%
Financial 42.28%
Healthcare 6.98%
Services 7.52%
Technology 13.2%
Transportation 2.84%
Utilities 1.81%

454 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE S&P MCP ETF 13,256 -645 (4.64) 98,141
ISHARES TR CORE S&P SCP ETF 11,100 -530 (4.56) 106,489
APPLE INC COM 10,869 -1,310 (10.76) 105,536
ISHARES EAFE GRWTH ETF 10,858 769 7.62 166,281
PROCTER & GAMBLE CO COM 7,687 -274 (3.44) 91,263
DISNEY WALT CO COM DISNEY 5,641 -82 (1.44) 64,764
OCCIDENTAL PETE CORP DEL COM 4,772 -431 (8.29) 53,196
QUALCOMM INC COM 4,714 -410 (7.99) 63,445
ISHARES TR MSCI EMG MKT ETF 4,574 -105 (2.25) 112,271
FEDEX CORP COM 4,344 -499 (10.31) 27,411
GENERAL ELECTRIC CO COM 4,007 -556 (12.18) 159,077
GILEAD SCIENCES INC COM 3,789 3,541 1,428.28 35,716
DU PONT E I DE NEMOURS & CO COM 3,714 -270 (6.77) 54,105
VERIZON COMMUNICATIONS INC COM 3,585 64 1.81 74,201
VISA INC COM CL A 3,505 -398 (10.19) 16,616
BAXTER INTL INC COM 3,440 4 .12 50,315
CONOCOPHILLIPS COM 3,389 -420 (11.02) 48,808
COCA COLA CO COM 3,359 -258 (7.13) 82,693
VANGUARD INDEX FDS REIT ETF 3,293 -482 (12.76) 43,040
FORD MTR CO DEL COM PAR $0.01 3,218 -66 (2.02) 227,717