GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 176

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.56%
Conglomerates
Consumer Cyclical 0.17%
Consumer/Non-Cyclical 0.18%
Energy 24.63%
Financial 11.49%
Healthcare 3.13%
Services 15.55%
Technology 37.76%
Transportation
Utilities 0.54%

72 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BARRETT BILL CORP COM -508 Sold Out 0
CALIFORNIA RES CORP COM -101 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -35 Sold Out 0
MATTEL INC COM 114 New 4,310
TRIANGLE PETE CORP COM NEW 134 New 25,000
MICROSOFT CORP COM 151 New 3,510
AFLAC INC COM 153 New 2,450
JOHNSON & JOHNSON COM 156 New 1,530
MERCK & CO INC NEW COM 156 New 2,700
GALLAGHER ARTHUR J & CO COM 157 New 3,370
COCA COLA CO COM 159 New 3,730
PROCTER & GAMBLE CO COM 163 New 1,930
ABBVIE INC COM 177 New 2,930
ILLINOIS TOOL WKS INC COM 180 New 1,830
GENERAL DYNAMICS CORP COM 181 New 1,330
CHINA MOBILE LIMITED SPONSORED ADR 194 New 2,970
CNOOC LTD SPONSORED ADR 218 New 1,540
RENESOLA LTD SPONS ADS 320 -37 (10.36) 224,000
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 385 39 11.25 94,904
YINGLI GREEN ENERGY HLDG CO LT ADR 445 New 202,200