GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2015

Position Statistics

Total Positions 71
New Positions 0
Increased Positions 23
Decreased Positions 5
Positions with Activity 28
Sold Out Positions 1
Total Mkt Value (in $ millions) 209

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.47%
Conglomerates
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 0.31%
Energy 19.78%
Financial 13.63%
Healthcare 4.38%
Services 14.19%
Technology 38.3%
Transportation
Utilities 0.47%

71 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
GANNETT CO INC COM -1,228 Sold Out 0
GENERAL DYNAMICS CORP COM 344 30 9.48 2,310
CNOOC LTD SPONSORED ADR 332 New 2,750
JOHNSON & JOHNSON COM 307 11 3.72 3,070
ILLINOIS TOOL WKS INC COM 307 41 15.33 3,460
PROCTER & GAMBLE CO COM 313 47 17.48 4,100
CHINA MOBILE LIMITED SPONSORED ADR 277 New 4,340
ABBVIE INC COM 334 New 4,790
AFLAC INC COM 328 20 6.45 5,120
MERCK & CO INC NEW COM 322 20 6.65 5,450
GALLAGHER ARTHUR J & CO COM 323 23 7.66 6,750
MICROSOFT CORP COM 345 39 12.84 7,380
COCA COLA CO COM 335 41 13.84 8,060
MATTEL INC COM 278 13 4.84 12,360
ORMAT TECHNOLOGIES INC COM 604 88 17.11 15,059
CANADIAN SOLAR INC COM 455 New 18,400
JINKOSOLAR HLDG CO LTD SPONSORED ADR 423 -110 (20.59) 18,900
SUNPOWER CORP COM 515 New 19,450
EXXON MOBIL CORP COM 1,905 New 24,400
TRIANGLE PETE CORP COM NEW 86 New 25,000