GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 180

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.15%
Conglomerates
Consumer Cyclical 0.17%
Consumer/Non-Cyclical 0.17%
Energy 25.38%
Financial 11.19%
Healthcare 3.07%
Services 15.95%
Technology 37.3%
Transportation
Utilities 0.62%

72 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
BARRETT BILL CORP COM -481 Sold Out 0
CALIFORNIA RES CORP COM -116 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -36 Sold Out 0
GENERAL DYNAMICS CORP COM 178 New 1,330
JOHNSON & JOHNSON COM 154 New 1,530
CNOOC LTD SPONSORED ADR 269 New 1,540
ILLINOIS TOOL WKS INC COM 174 New 1,830
PROCTER & GAMBLE CO COM 156 New 1,930
AFLAC INC COM 157 New 2,450
MERCK & CO INC NEW COM 154 New 2,700
ABBVIE INC COM 191 New 2,930
CHINA MOBILE LIMITED SPONSORED ADR 223 New 2,970
GALLAGHER ARTHUR J & CO COM 164 New 3,370
MICROSOFT CORP COM 169 New 3,510
COCA COLA CO COM 152 New 3,730
MATTEL INC COM 124 New 4,310
ORMAT TECHNOLOGIES INC COM 636 -405 (38.91) 16,959
CANADIAN SOLAR INC COM 656 New 18,400
SUNPOWER CORP COM 655 New 19,450
INTERCONTINENTAL EXCHANGE INC COM 4,983 -200 (3.87) 22,370