GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2015

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 42
Decreased Positions 2
Positions with Activity 44
Sold Out Positions 1
Total Mkt Value (in $ millions) 230

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 5.89%
Conglomerates
Consumer Cyclical 0.26%
Consumer/Non-Cyclical 0.25%
Energy 21.92%
Financial 12.57%
Healthcare 3.81%
Services 16.53%
Technology 38.29%
Transportation
Utilities 0.48%

70 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ULTRA PETROLEUM CORP COM -679 Sold Out 0
GENERAL DYNAMICS CORP COM 296 109 58.65 2,110
CNOOC LTD SPONSORED ADR 428 188 78.57 2,750
JOHNSON & JOHNSON COM 296 143 93.46 2,960
ILLINOIS TOOL WKS INC COM 281 110 63.93 3,000
PROCTER & GAMBLE CO COM 275 123 80.83 3,490
CHINA MOBILE LIMITED SPONSORED ADR 287 91 46.13 4,340
ABBVIE INC COM 321 124 63.48 4,790
AFLAC INC COM 299 147 96.33 4,810
MERCK & CO INC NEW COM 310 146 89.26 5,110
GALLAGHER ARTHUR J & CO COM 304 141 86.05 6,270
MICROSOFT CORP COM 309 143 86.33 6,540
COCA COLA CO COM 290 137 89.81 7,080
MATTEL INC COM 304 193 173.55 11,790
ORMAT TECHNOLOGIES INC COM 482 -154 (24.18) 12,859
CANADIAN SOLAR INC COM 595 New 18,400
SUNPOWER CORP COM 584 New 19,450
JINKOSOLAR HLDG CO LTD SPONSORED ADR 676 New 23,800
EXXON MOBIL CORP COM 2,077 New 24,400
TRIANGLE PETE CORP COM NEW 130 New 25,000