GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2015

Position Statistics

Total Positions 71
New Positions 0
Increased Positions 23
Decreased Positions 5
Positions with Activity 28
Sold Out Positions 1
Total Mkt Value (in $ millions) 196

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.33%
Conglomerates
Consumer Cyclical 0.3%
Consumer/Non-Cyclical 0.31%
Energy 20.2%
Financial 13.78%
Healthcare 4.12%
Services 13.68%
Technology 38.78%
Transportation
Utilities 0.41%

71 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
GANNETT CO INC COM -1,284 Sold Out 0
GENERAL DYNAMICS CORP COM 328 28 9.48 2,310
CNOOC LTD SPONSORED ADR 344 New 2,750
JOHNSON & JOHNSON COM 289 10 3.72 3,070
ILLINOIS TOOL WKS INC COM 292 39 15.33 3,460
PROCTER & GAMBLE CO COM 290 43 17.48 4,100
CHINA MOBILE LIMITED SPONSORED ADR 260 New 4,340
ABBVIE INC COM 299 New 4,790
AFLAC INC COM 300 18 6.45 5,120
MERCK & CO INC NEW COM 293 18 6.65 5,450
GALLAGHER ARTHUR J & CO COM 295 21 7.66 6,750
MICROSOFT CORP COM 321 37 12.84 7,380
COCA COLA CO COM 317 39 13.84 8,060
MATTEL INC COM 290 13 4.84 12,360
ORMAT TECHNOLOGIES INC COM 530 77 17.11 15,059
CANADIAN SOLAR INC COM 344 New 18,400
JINKOSOLAR HLDG CO LTD SPONSORED ADR 385 -100 (20.59) 18,900
SUNPOWER CORP COM 472 New 19,450
EXXON MOBIL CORP COM 1,836 New 24,400
TRIANGLE PETE CORP COM NEW 101 New 25,000