GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2015

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 42
Decreased Positions 2
Positions with Activity 44
Sold Out Positions 1
Total Mkt Value (in $ millions) 231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 5.96%
Conglomerates
Consumer Cyclical 0.26%
Consumer/Non-Cyclical 0.25%
Energy 22.52%
Financial 12.62%
Healthcare 3.71%
Services 16.28%
Technology 37.93%
Transportation
Utilities 0.48%

70 Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
YINGLI GREEN ENERGY HLDG CO LT ADR 241 14 6.38 215,100
COMCAST CORP NEW CL A 6,948 1,840 36.01 120,070
ABBVIE INC COM 314 122 63.48 4,790
AFLAC INC COM 302 148 96.33 4,810
APACHE CORP COM 2,208 New 35,309
APPLIED MATLS INC COM 5,847 1,577 36.92 290,310
BLOCK H & R INC COM 7,086 1,924 37.29 220,810
BOEING CO COM 6,663 1,018 18.04 46,010
CANADIAN NAT RES LTD COM 2,076 New 66,100
CANADIAN SOLAR INC COM 620 New 18,400
CAPITAL ONE FINL CORP COM 7,363 2,221 43.19 86,600
CARRIZO OIL & GAS INC COM 1,524 New 30,070
CHESAPEAKE ENERGY CORP COM 1,873 New 124,400
CISCO SYS INC COM 7,549 1,896 33.55 258,005
COCA COLA CO COM 292 138 89.81 7,080
DANAHER CORP DEL COM 7,021 1,850 35.77 81,070
DEVON ENERGY CORP NEW COM 2,537 New 37,600
EBAY INC COM 6,976 1,542 28.38 116,810
ENPHASE ENERGY INC COM 357 New 35,900
EXXON MOBIL CORP COM 2,111 New 24,400