GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 181

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 5.87%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.17%
Energy 25.73%
Financial 11.25%
Healthcare 3.11%
Services 15.89%
Technology 37.22%
Transportation
Utilities 0.6%

72 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
YINGLI GREEN ENERGY HLDG CO LT ADR 382 New 202,200
COMCAST CORP NEW CL A 5,156 607 13.34 88,280
ABBVIE INC COM 188 New 2,930
AFLAC INC COM 155 New 2,450
APACHE CORP COM 2,418 New 35,309
APPLIED MATLS INC COM 4,236 291 7.36 212,030
BARRETT BILL CORP COM -529 Sold Out 0
BLOCK H & R INC COM 5,075 543 11.98 160,840
BOEING CO COM 5,639 650 13.02 38,980
CALIFORNIA RES CORP COM -122 Sold Out 0
CANADIAN NAT RES LTD COM 2,172 -568 (20.74) 66,100
CANADIAN SOLAR INC COM 667 New 18,400
CAPITAL ONE FINL CORP COM 4,955 592 13.56 60,480
CARRIZO OIL & GAS INC COM 1,664 New 30,070
CHESAPEAKE ENERGY CORP COM 2,058 -220 (9.66) 124,400
CISCO SYS INC COM 5,628 293 5.49 193,195
COCA COLA CO COM 153 New 3,730
DANAHER CORP DEL COM 4,927 275 5.91 59,710
DEVON ENERGY CORP NEW COM 2,580 -645 (20) 37,600
EBAY INC COM 5,395 372 7.40 90,990