GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 133

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.18%
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical 0.22%
Energy 39.95%
Financial 8.71%
Healthcare 2.89%
Services 12.97%
Technology 29.65%
Transportation
Utilities 1.33%

70 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
YINGLI GREEN ENERGY HLDG CO LT ADR 910 429 89.38 258,500
COMCAST CORP NEW CL A 3,018 990 48.81 52,930
ABBVIE INC COM 137 23 20.31 2,370
AFLAC INC COM 135 41 43.95 2,260
APACHE CORP COM 3,390 806 31.19 34,909
APPLIED MATLS INC COM 2,689 430 19.02 121,940
BARRETT BILL CORP COM 805 134 20 37,800
BLOCK H & R INC COM 2,873 738 34.58 88,890
CANADIAN NAT RES LTD COM 3,235 160 5.21 78,700
CAPITAL ONE FINL CORP COM 2,671 645 31.87 32,770
CARRIZO OIL & GAS INC COM 1,576 New 27,470
CENTURYLINK INC COM -2,396 Sold Out 0
CHESAPEAKE ENERGY CORP COM 2,821 569 25.25 112,600
CHEVRON CORP NEW COM 3,330 770 30.10 26,800
CISCO SYS INC COM 2,944 2,944 New 117,465
COCA COLA CO COM 142 32 29.43 3,430
DANAHER CORP DEL COM 2,649 937 54.75 34,570
DEVON ENERGY CORP NEW COM 3,099 344 12.50 44,100
EBAY INC COM 2,893 1,195 70.38 56,770
EXXON MOBIL CORP COM 3,043 751 32.77 31,600