GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 130

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.22%
Conglomerates
Consumer Cyclical 0.19%
Consumer/Non-Cyclical 0.22%
Energy 39.62%
Financial 8.88%
Healthcare 3.12%
Services 12.89%
Technology 29.63%
Transportation
Utilities 1.2%

70 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PATTERSON UTI ENERGY INC COM -2,694 Sold Out 0
CENTURYLINK INC COM -2,442 Sold Out 0
PENN VA CORP COM -299 Sold Out 0
REYNOLDS AMERICAN INC COM -103 Sold Out 0
STONE ENERGY CORP COM 1,136 -58 (4.85) 35,300
CARRIZO OIL & GAS INC COM 1,529 New 27,470
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 736 New 120,904
ITRON INC COM 728 New 18,700
JINKOSOLAR HLDG CO LTD SPONSORED ADR 823 New 28,200
NETEASE INC SPONSORED ADR 5,267 New 61,975
NEWFIELD EXPL CO COM 3,242 New 83,686
ORMAT TECHNOLOGIES INC COM 834 New 31,659
RENESOLA LTD SPONS ADS 598 New 191,100
SOHU COM INC COM 2,322 New 45,050
SUNPOWER CORP COM 918 New 25,750
TRIANGLE PETE CORP COM NEW 290 New 25,000
ULTRA PETROLEUM CORP COM 945 New 39,400
CHINA MOBILE LIMITED SPONSORED ADR 155 23 17.49 2,620
ABBVIE INC COM 139 23 20.31 2,370
MATTEL INC COM 110 27 33.09 3,620