GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2015

Position Statistics

Total Positions 71
New Positions 0
Increased Positions 23
Decreased Positions 5
Positions with Activity 28
Sold Out Positions 1
Total Mkt Value (in $ millions) 193

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.45%
Conglomerates
Consumer Cyclical 0.3%
Consumer/Non-Cyclical 0.31%
Energy 19.77%
Financial 13.71%
Healthcare 4.16%
Services 13.91%
Technology 38.87%
Transportation
Utilities 0.41%

71 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
NETEASE INC SPONSORED ADR 4,290 -2,661 (38.28) 39,175
GANNETT CO INC COM -1,297 Sold Out 0
NEWFIELD EXPL CO COM 1,952 -827 (29.76) 59,486
JINKOSOLAR HLDG CO LTD SPONSORED ADR 371 -96 (20.59) 18,900
TRINA SOLAR LIMITED SPON ADR 1,460 -59 (3.88) 166,120
ABBVIE INC COM 292 New 4,790
APACHE CORP COM 1,526 New 35,309
APPLIED MATLS INC COM 4,552 New 290,310
BOEING CO COM 6,010 New 46,010
BP PLC SPONSORED ADR 5,647 New 175,370
CANADIAN NAT RES LTD COM 1,428 New 66,100
CANADIAN SOLAR INC COM 339 New 18,400
CAPITAL ONE FINL CORP COM 6,521 New 86,600
CARRIZO OIL & GAS INC COM 1,046 New 30,070
CHINA MOBILE LIMITED SPONSORED ADR 253 New 4,340
CHINACACHE INTL HLDG LTD SPON ADR 622 New 86,500
CNOOC LTD SPONSORED ADR 317 New 2,750
COMCAST CORP NEW CL A 6,710 New 120,070
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 273 New 134,304
DANAHER CORP DEL COM 6,995 New 81,070