GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 118

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.32%
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical 0.25%
Energy 37.63%
Financial 9.24%
Healthcare 3.26%
Services 14.04%
Technology 30.17%
Transportation
Utilities 1.41%

70 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CENTURYLINK INC COM -2,374 Sold Out 0
PATTERSON UTI ENERGY INC COM -1,992 Sold Out 0
PENN VA CORP COM -182 Sold Out 0
REYNOLDS AMERICAN INC COM -104 Sold Out 0
STONE ENERGY CORP COM 898 -46 (4.85) 35,300
CARRIZO OIL & GAS INC COM 1,299 New 27,470
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 780 New 120,904
ITRON INC COM 694 New 18,700
JINKOSOLAR HLDG CO LTD SPONSORED ADR 659 New 28,200
NETEASE INC SPONSORED ADR 5,590 New 61,975
NEWFIELD EXPL CO COM 2,352 New 83,686
ORMAT TECHNOLOGIES INC COM 887 New 31,659
RENESOLA LTD SPONS ADS 470 New 191,100
SOHU COM INC COM 1,962 New 45,050
SUNPOWER CORP COM 782 New 25,750
TRIANGLE PETE CORP COM NEW 203 New 25,000
ULTRA PETROLEUM CORP COM 902 New 39,400
ABBVIE INC COM 129 22 20.31 2,370
CHINA MOBILE LIMITED SPONSORED ADR 156 23 17.49 2,620
MATTEL INC COM 107 27 33.09 3,620