GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2015

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 42
Decreased Positions 2
Positions with Activity 44
Sold Out Positions 1
Total Mkt Value (in $ millions) 226

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 5.94%
Conglomerates
Consumer Cyclical 0.26%
Consumer/Non-Cyclical 0.25%
Energy 21.62%
Financial 13.05%
Healthcare 4.04%
Services 16.83%
Technology 37.57%
Transportation
Utilities 0.45%

70 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSOFT CORP COM 296 137 86.33 6,540
JOHNSON & JOHNSON COM 295 142 93.46 2,960
ENPHASE ENERGY INC COM 289 New 35,900
YINGLI GREEN ENERGY HLDG CO LT ADR 286 17 6.38 215,100
COCA COLA CO COM 283 134 89.81 7,080
CHINA MOBILE LIMITED SPONSORED ADR 280 88 46.13 4,340
ILLINOIS TOOL WKS INC COM 278 109 63.93 3,000
PROCTER & GAMBLE CO COM 277 124 80.83 3,490
TRIANGLE PETE CORP COM NEW 130 New 25,000
ULTRA PETROLEUM CORP COM -639 Sold Out 0