GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2015

Position Statistics

Total Positions 71
New Positions 1
Increased Positions 43
Decreased Positions 2
Positions with Activity 45
Sold Out Positions 1
Total Mkt Value (in $ millions) 221

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 5.93%
Conglomerates
Consumer Cyclical 0.26%
Consumer/Non-Cyclical 0.25%
Energy 21.51%
Financial 12.95%
Healthcare 3.98%
Services 16.77%
Technology 37.28%
Transportation
Utilities 0.44%

71 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNIT CORP COM 1,556 New 56,897
CARRIZO OIL & GAS INC COM 1,470 New 30,070
GANNETT SPINCO INC COM 1,384 276 24.92 97,945
CHESAPEAKE ENERGY CORP COM 1,372 New 124,400
HELIX ENERGY SOLUTIONS GRP INC COM 1,174 New 90,880
CHINACACHE INTL HLDG LTD SPON ADR 1,041 New 86,500
QEP RES INC COM 684 New 37,200
JINKOSOLAR HLDG CO LTD SPONSORED ADR 673 New 23,800
STONE ENERGY CORP COM 660 New 51,800
SUNPOWER CORP COM 559 New 19,450
CANADIAN SOLAR INC COM 520 New 18,400
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 510 150 41.52 134,304
ORMAT TECHNOLOGIES INC COM 475 -151 (24.18) 12,859
RENESOLA LTD SPONS ADS 450 143 46.65 328,500
CNOOC LTD SPONSORED ADR 385 170 78.57 2,750
ABBVIE INC COM 322 125 63.48 4,790
MATTEL INC COM 305 194 173.55 11,790
GENERAL DYNAMICS CORP COM 299 111 58.65 2,110
GALLAGHER ARTHUR J & CO COM 296 137 86.05 6,270
AFLAC INC COM 296 145 96.33 4,810