GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 135

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.14%
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical 0.21%
Energy 39.53%
Financial 8.82%
Healthcare 2.98%
Services 12.98%
Technology 29.86%
Transportation
Utilities 1.25%

70 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CARRIZO OIL & GAS INC COM 1,585 New 27,470
STONE ENERGY CORP COM 1,100 -56 (4.85) 35,300
QEP RES INC COM 1,030 132 14.74 32,700
ULTRA PETROLEUM CORP COM 982 New 39,400
SUNPOWER CORP COM 969 New 25,750
YINGLI GREEN ENERGY HLDG CO LT ADR 925 437 89.38 258,500
JINKOSOLAR HLDG CO LTD SPONSORED ADR 921 New 28,200
BARRETT BILL CORP COM 919 153 20 37,800
ORMAT TECHNOLOGIES INC COM 887 New 31,659
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 808 New 120,904
ITRON INC COM 773 New 18,700
RENESOLA LTD SPONS ADS 648 New 191,100
TRIANGLE PETE CORP COM NEW 286 New 25,000
CNOOC LTD SPONSORED ADR 271 46 20.49 1,470
MICROSOFT CORP COM 164 38 30.48 3,510
CHINA MOBILE LIMITED SPONSORED ADR 161 24 17.49 2,620
GENERAL DYNAMICS CORP COM 159 40 33.70 1,230
MERCK & CO INC NEW COM 150 44 41.48 2,490
JOHNSON & JOHNSON COM 149 31 26.36 1,390
PROCTER & GAMBLE CO COM 146 37 33.85 1,740