GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2015

Position Statistics

Total Positions 71
New Positions 0
Increased Positions 23
Decreased Positions 5
Positions with Activity 28
Sold Out Positions 1
Total Mkt Value (in $ millions) 210

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.47%
Conglomerates
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 0.31%
Energy 20.1%
Financial 13.49%
Healthcare 4.3%
Services 14.09%
Technology 38.34%
Transportation
Utilities 0.47%

71 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 1,508 80 5.58 196,920
UNIT CORP COM 1,251 128 11.42 63,397
CHESAPEAKE ENERGY CORP COM 1,207 130 12.06 139,400
CARRIZO OIL & GAS INC COM 1,147 New 30,070
CHINACACHE INTL HLDG LTD SPON ADR 893 New 86,500
HELIX ENERGY SOLUTIONS GRP INC COM 869 109 14.31 103,880
ORMAT TECHNOLOGIES INC COM 613 89 17.11 15,059
SUNPOWER CORP COM 526 New 19,450
QEP RES INC COM 516 New 37,200
RENESOLA LTD SPONS ADS 497 67 15.46 379,300
CANADIAN SOLAR INC COM 494 New 18,400
JINKOSOLAR HLDG CO LTD SPONSORED ADR 451 -117 (20.59) 18,900
STONE ENERGY CORP COM 375 75 25.10 64,800
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 369 New 134,304
MICROSOFT CORP COM 345 39 12.84 7,380
GENERAL DYNAMICS CORP COM 344 30 9.48 2,310
CNOOC LTD SPONSORED ADR 337 New 2,750
ABBVIE INC COM 335 New 4,790
COCA COLA CO COM 331 40 13.84 8,060
ENPHASE ENERGY INC COM 329 117 55.15 55,700