GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 135

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.16%
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical 0.21%
Energy 40.11%
Financial 8.65%
Healthcare 2.96%
Services 12.95%
Technology 29.48%
Transportation
Utilities 1.32%

70 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EBAY INC COM 2,930 1,210 70.38 56,770
VALERO ENERGY CORP NEW COM 2,927 726 32.97 60,099
NVIDIA CORP COM 2,870 719 33.42 149,985
BLOCK H & R INC COM 2,868 737 34.58 88,890
CHESAPEAKE ENERGY CORP COM 2,856 576 25.25 112,600
ORACLE CORP COM 2,782 867 45.27 67,550
INTERCONTINENTAL EXCHANGE INC COM 2,777 1,071 62.75 14,110
L-3 COMMUNICATIONS HLDGS INC COM 2,757 758 37.94 23,740
QUALCOMM INC COM 2,748 862 45.74 36,290
PTC INC COM 2,746 803 41.30 71,330
APPLIED MATLS INC COM 2,728 436 19.02 121,940
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 2,721 632 30.25 132,839
CAPITAL ONE FINL CORP COM 2,693 651 31.87 32,770
DANAHER CORP DEL COM 2,682 949 54.75 34,570
ROPER INDS INC NEW COM 2,674 794 42.25 18,080
SEVENTY SEVEN ENERGY INC COM 2,639 532 25.25 112,600
TRINA SOLAR LIMITED SPON ADR 2,606 829 46.65 193,020
SOHU COM INC COM 2,426 New 45,050
BP PLC SPONSORED ADR 2,422 706 41.16 52,400
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 2,319 410 21.51 239,520