GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.49%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.18%
Energy 24.27%
Financial 11.65%
Healthcare 3.12%
Services 15.82%
Technology 37.72%
Transportation
Utilities 0.59%

72 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STATE STR CORP COM 4,670 284 6.48 63,564
XEROX CORP COM 4,512 559 14.14 358,400
BP PLC SPONSORED ADR 4,493 745 19.87 113,420
INTEL CORP COM 4,361 280 6.86 136,280
SCHLUMBERGER LTD COM 4,086 516 14.44 49,050
NEWFIELD EXPL CO COM 2,903 New 84,686
VALERO ENERGY CORP NEW COM 2,772 -1,664 (37.52) 44,799
SOHU COM INC COM 2,421 New 45,050
NOBLE ENERGY INC COM 2,245 New 46,770
DEVON ENERGY CORP NEW COM 2,224 -556 (20) 37,600
HALLIBURTON CO COM 2,198 New 50,800
APACHE CORP COM 2,098 New 35,309
TRINA SOLAR LIMITED SPON ADR 2,093 -99 (4.53) 172,820
OCCIDENTAL PETE CORP DEL COM 2,051 -393 (16.07) 28,200
EXXON MOBIL CORP COM 2,039 -811 (28.45) 24,400
SUNCOR ENERGY INC NEW COM 2,037 -530 (20.64) 69,976
CANADIAN NAT RES LTD COM 2,031 -532 (20.74) 66,100
HESS CORP COM 2,031 -263 (11.46) 30,143
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 1,839 -629 (25.49) 186,520
CHESAPEAKE ENERGY CORP COM 1,745 -187 (9.66) 124,400