GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 134

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.14%
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical 0.22%
Energy 39.58%
Financial 8.85%
Healthcare 3%
Services 13.03%
Technology 29.67%
Transportation
Utilities 1.25%

4 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CENTURYLINK INC COM -2,463 Sold Out 0
PATTERSON UTI ENERGY INC COM -2,691 Sold Out 0
PENN VA CORP COM -301 Sold Out 0
REYNOLDS AMERICAN INC COM -101 Sold Out 0