GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 181

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 5.87%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.17%
Energy 25.73%
Financial 11.25%
Healthcare 3.11%
Services 15.89%
Technology 37.22%
Transportation
Utilities 0.6%

3 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARRETT BILL CORP COM -529 Sold Out 0
CALIFORNIA RES CORP COM -122 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -38 Sold Out 0