GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 135

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 2.14%
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical 0.21%
Energy 39.53%
Financial 8.82%
Healthcare 2.98%
Services 12.98%
Technology 29.86%
Transportation
Utilities 1.25%

1 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CISCO SYS INC COM 2,962 2,962 New 117,465