GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2016

Position Statistics

Total Positions 73
New Positions 3
Increased Positions 10
Decreased Positions 34
Positions with Activity 44
Sold Out Positions 3
Total Mkt Value (in $ millions) 163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.88%
Conglomerates
Consumer Cyclical 0.43%
Consumer/Non-Cyclical 0.39%
Energy 21.63%
Financial 10.05%
Healthcare 3.77%
Services 10.9%
Technology 44.81%
Transportation
Utilities 0.61%

3 New Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IMPERIAL OIL LTD COM NEW 1,695 1,695 New 51,401
CHEVRON CORP NEW COM 1,614 1,614 New 15,800
WAL-MART STORES INC COM 312 312 New 4,670