GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 181

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 5.87%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.17%
Energy 25.73%
Financial 11.25%
Healthcare 3.11%
Services 15.89%
Technology 37.22%
Transportation
Utilities 0.6%

24 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BOEING CO COM 5,639 650 13.02 38,980
CISCO SYS INC COM 5,628 293 5.49 193,195
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 5,568 268 5.07 225,079
NVIDIA CORP COM 5,507 282 5.39 242,055
ROPER TECHNOLOGIES INC COM 5,504 598 12.20 32,470
GANNETT INC COM 5,452 684 14.34 156,810
ORACLE CORP COM 5,402 480 9.74 121,760
EBAY INC COM 5,395 372 7.40 90,990
PTC INC COM 5,175 614 13.46 133,620
COMCAST CORP NEW CL A 5,156 607 13.34 88,280
GILEAD SCIENCES INC COM 5,110 675 15.23 48,660
BLOCK H & R INC COM 5,075 543 11.98 160,840
TD AMERITRADE HLDG CORP COM 5,073 290 6.06 140,380
CAPITAL ONE FINL CORP COM 4,955 592 13.56 60,480
STATE STR CORP COM 4,936 301 6.48 63,564
DANAHER CORP DEL COM 4,927 275 5.91 59,710
BP PLC SPONSORED ADR 4,903 813 19.87 113,420
QUALCOMM INC COM 4,833 811 20.16 70,640
L-3 COMMUNICATIONS HLDGS INC COM 4,786 291 6.47 41,790
SCHLUMBERGER LTD COM 4,562 576 14.44 49,050