GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2015

Position Statistics

Total Positions 71
New Positions 0
Increased Positions 23
Decreased Positions 5
Positions with Activity 28
Sold Out Positions 1
Total Mkt Value (in $ millions) 211

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.41%
Conglomerates
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 0.31%
Energy 20.36%
Financial 13.54%
Healthcare 4.28%
Services 14.07%
Technology 38.16%
Transportation
Utilities 0.46%

5 DECREASED Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETEASE INC SPONSORED ADR 5,525 -3,427 (38.28) 39,175
NEWFIELD EXPL CO COM 1,984 -841 (29.76) 59,486
TRINA SOLAR LIMITED SPON ADR 1,616 -65 (3.88) 166,120
JINKOSOLAR HLDG CO LTD SPONSORED ADR 450 -117 (20.59) 18,900
GANNETT CO INC COM -1,257 Sold Out 0