GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2015

Position Statistics

Total Positions 71
New Positions 1
Increased Positions 43
Decreased Positions 2
Positions with Activity 45
Sold Out Positions 1
Total Mkt Value (in $ millions) 221

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.04%
Conglomerates
Consumer Cyclical 0.27%
Consumer/Non-Cyclical 0.25%
Energy 21.13%
Financial 13.14%
Healthcare 4%
Services 16.7%
Technology 37.42%
Transportation
Utilities 0.44%

2 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ORMAT TECHNOLOGIES INC COM 485 -155 (24.18) 12,859
ULTRA PETROLEUM CORP COM -563 Sold Out 0


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