GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 177

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.53%
Conglomerates
Consumer Cyclical 0.17%
Consumer/Non-Cyclical 0.18%
Energy 24.42%
Financial 11.45%
Healthcare 3.12%
Services 15.55%
Technology 38.04%
Transportation
Utilities 0.54%

42 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BOEING CO COM 6,021 694 13.02 38,980
CISCO SYS INC COM 5,661 295 5.49 193,195
NVIDIA CORP COM 5,533 283 5.39 242,055
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 5,505 265 5.07 225,079
ROPER INDS INC NEW COM 5,475 595 12.20 32,470
GANNETT INC COM 5,459 684 14.34 156,810
EBAY INC COM 5,376 370 7.40 90,990
ORACLE CORP COM 5,333 473 9.74 121,760
COMCAST CORP NEW CL A 5,325 627 13.34 88,280
L-3 COMMUNICATIONS HLDGS INC COM 5,318 323 6.47 41,790
INTERCONTINENTAL EXCHANGE INC COM 5,237 -211 (3.87) 22,370
DANAHER CORP DEL COM 5,155 288 5.91 59,710
BLOCK H & R INC COM 5,148 551 11.98 160,840
TD AMERITRADE HLDG CORP COM 5,142 294 6.06 140,380
APPLIED MATLS INC COM 5,127 352 7.36 212,030
GILEAD SCIENCES INC COM 5,032 665 15.23 48,660
QUALCOMM INC COM 5,010 841 20.16 70,640
XEROX CORP COM 4,846 600 14.14 358,400
CAPITAL ONE FINL CORP COM 4,771 570 13.56 60,480
STATE STR CORP COM 4,746 289 6.48 63,564