GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2015

Position Statistics

Total Positions 71
New Positions 0
Increased Positions 23
Decreased Positions 5
Positions with Activity 28
Sold Out Positions 1
Total Mkt Value (in $ millions) 190

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.47%
Conglomerates
Consumer Cyclical 0.3%
Consumer/Non-Cyclical 0.31%
Energy 19.64%
Financial 13.81%
Healthcare 4.12%
Services 13.98%
Technology 38.86%
Transportation
Utilities 0.41%

28 Activity Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLOCK H & R INC COM 7,868 73 .94 222,880
CISCO SYS INC COM 6,615 31 .47 259,225
L-3 COMMUNICATIONS HLDGS INC COM 6,014 49 .82 57,480
QUALCOMM INC COM 5,604 30 .55 103,230
NETEASE INC SPONSORED ADR 4,218 -2,616 (38.28) 39,175
SOHU COM INC COM 2,326 355 17.98 53,150
NEWFIELD EXPL CO COM 1,976 -837 (29.76) 59,486
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 1,573 83 5.58 196,920
TRINA SOLAR LIMITED SPON ADR 1,414 -57 (3.88) 166,120
CHESAPEAKE ENERGY CORP COM 1,013 109 12.06 139,400
UNIT CORP COM 841 86 11.42 63,397
HELIX ENERGY SOLUTIONS GRP INC COM 678 85 14.31 103,880
ORMAT TECHNOLOGIES INC COM 515 75 17.11 15,059
RENESOLA LTD SPONS ADS 474 64 15.46 379,300
JINKOSOLAR HLDG CO LTD SPONSORED ADR 371 -96 (20.59) 18,900
STONE ENERGY CORP COM 334 67 25.10 64,800
GENERAL DYNAMICS CORP COM 326 28 9.48 2,310
MICROSOFT CORP COM 314 36 12.84 7,380
COCA COLA CO COM 310 38 13.84 8,060
AFLAC INC COM 289 17 6.45 5,120