GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2015

Position Statistics

Total Positions 71
New Positions 1
Increased Positions 43
Decreased Positions 2
Positions with Activity 45
Sold Out Positions 1
Total Mkt Value (in $ millions) 221

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.04%
Conglomerates
Consumer Cyclical 0.27%
Consumer/Non-Cyclical 0.25%
Energy 21.13%
Financial 13.14%
Healthcare 4%
Services 16.7%
Technology 37.42%
Transportation
Utilities 0.44%

45 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETEASE INC SPONSORED ADR 9,149 677 8.00 63,475
PTC INC COM 8,010 2,499 45.33 194,190
GILEAD SCIENCES INC COM 7,948 2,303 40.79 68,510
CAPITAL ONE FINL CORP COM 7,673 2,314 43.19 86,600
COMCAST CORP NEW CL A 7,474 1,979 36.01 120,070
STATE STR CORP COM 7,192 2,270 46.13 92,884
SCHLUMBERGER LTD COM 7,186 3,051 73.78 85,240
ROPER TECHNOLOGIES INC COM 7,107 1,457 25.78 40,840
EBAY INC COM 7,058 1,560 28.38 116,810
CISCO SYS INC COM 7,056 1,773 33.55 258,005
DANAHER CORP DEL COM 7,000 1,844 35.77 81,070
TD AMERITRADE HLDG CORP COM 6,935 1,675 31.85 185,090
BP PLC SPONSORED ADR 6,887 2,433 54.62 175,370
INTEL CORP COM 6,791 2,678 65.11 225,010
INTERCONTINENTAL EXCHANGE INC COM 6,707 1,657 32.81 29,710
L-3 COMMUNICATIONS HLDGS INC COM 6,605 1,763 36.42 57,010
BLOCK H & R INC COM 6,571 1,785 37.29 220,810
BOEING CO COM 6,475 989 18.04 46,010
GANNETT INC COM 6,458 1,288 24.92 195,890
QUALCOMM INC COM 6,458 2,015 45.34 102,670