GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 03/31/2016

Position Statistics

Total Positions 73
New Positions 3
Increased Positions 10
Decreased Positions 34
Positions with Activity 44
Sold Out Positions 3
Total Mkt Value (in $ millions) 163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.88%
Conglomerates
Consumer Cyclical 0.43%
Consumer/Non-Cyclical 0.39%
Energy 21.63%
Financial 10.05%
Healthcare 3.77%
Services 10.9%
Technology 44.81%
Transportation
Utilities 0.61%

73 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCHLUMBERGER LTD COM 7,125 1,039 17.07 88,680
VERIFONE SYS INC COM 6,079 558 10.11 213,610
CISCO SYS INC COM 6,034 -369 (5.76) 219,505
NVIDIA CORP COM 5,971 New 168,045
APPLIED MATLS INC COM 5,943 New 290,310
DANAHER CORP DEL COM 5,759 New 59,520
STATE STR CORP COM 5,740 748 14.98 92,134
ORACLE CORP COM 5,705 -520 (8.36) 143,130
BOEING CO COM 5,654 431 8.26 41,940
PAYPAL HLDGS INC COM 5,358 -825 (13.35) 136,750
QUALCOMM INC COM 5,306 New 105,030
COMCAST CORP NEW CL A 5,275 -730 (12.16) 86,810
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 5,163 -499 (8.81) 218,869
INTEL CORP COM 4,984 -228 (4.38) 164,600
ROPER TECHNOLOGIES INC COM 4,964 -895 (15.27) 28,190
GILEAD SCIENCES INC COM 4,897 New 55,510
TEGNA INC COM 4,895 319 6.96 209,530
INTERCONTINENTAL EXCHANGE INC COM 4,736 -1,023 (17.76) 19,730
WISDOMTREE INVTS INC COM 4,638 809 21.13 425,940
ALPHABET INC CAP STK CL A 4,594 -517 (10.11) 6,490