GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 12/31/2014

Position Statistics

Total Positions 72
New Positions 0
Increased Positions 24
Decreased Positions 18
Positions with Activity 42
Sold Out Positions 3
Total Mkt Value (in $ millions) 174

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 6.5%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.18%
Energy 24.38%
Financial 11.63%
Healthcare 3.03%
Services 15.88%
Technology 37.65%
Transportation
Utilities 0.59%

72 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETEASE INC SPONSORED ADR 6,189 New 58,775
BOEING CO COM 5,850 674 13.02 38,980
GANNETT INC COM 5,815 729 14.34 156,810
ROPER INDS INC NEW COM 5,585 607 12.20 32,470
CISCO SYS INC COM 5,318 277 5.49 193,195
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 5,285 255 5.07 225,079
L-3 COMMUNICATIONS HLDGS INC COM 5,257 320 6.47 41,790
ORACLE CORP COM 5,254 466 9.74 121,760
EBAY INC COM 5,248 362 7.40 90,990
TD AMERITRADE HLDG CORP COM 5,231 299 6.06 140,380
INTERCONTINENTAL EXCHANGE INC COM 5,218 -210 (3.87) 22,370
BLOCK H & R INC COM 5,158 552 11.98 160,840
DANAHER CORP DEL COM 5,069 283 5.91 59,710
NVIDIA CORP COM 5,065 259 5.39 242,055
COMCAST CORP NEW CL A 4,985 587 13.34 88,280
QUALCOMM INC COM 4,898 822 20.16 70,640
PTC INC COM 4,833 573 13.46 133,620
APPLIED MATLS INC COM 4,783 328 7.36 212,030
GILEAD SCIENCES INC COM 4,775 631 15.23 48,660
CAPITAL ONE FINL CORP COM 4,767 569 13.56 60,480