GUINNESS ATKINSON ASSET MANAGEMENT INC Information

21550 OXNARD STREET, SUITE 850, WOODLAND HILLS, California, 91367, (818) 716-2739

Report Date: 06/30/2014

Position Statistics

Total Positions 70
New Positions 1
Increased Positions 53
Decreased Positions 5
Positions with Activity 58
Sold Out Positions 4
Total Mkt Value (in $ millions) 136

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 1.99%
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical 0.21%
Energy 40.78%
Financial 8.22%
Healthcare 2.83%
Services 13.06%
Technology 29.37%
Transportation
Utilities 1.39%

70 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETEASE INC SPONSORED ADR 5,490 New 61,975
HELIX ENERGY SOLUTIONS GRP INC COM 3,630 894 32.66 136,480
HESS CORP COM 3,568 596 20.04 35,943
NEWFIELD EXPL CO COM 3,514 New 83,686
HALLIBURTON CO COM 3,500 523 17.55 50,900
APACHE CORP COM 3,465 824 31.19 34,909
GILEAD SCIENCES INC COM 3,429 1,189 53.07 33,860
CHEVRON CORP NEW COM 3,420 791 30.10 26,800
CANADIAN NAT RES LTD COM 3,300 164 5.21 78,700
DEVON ENERGY CORP NEW COM 3,276 364 12.50 44,100
VALERO ENERGY CORP NEW COM 3,254 807 32.97 60,099
SUNCOR ENERGY INC NEW COM 3,207 608 23.41 81,176
NOBLE ENERGY INC COM 3,180 920 40.72 45,270
GANNETT INC COM 3,170 977 44.53 92,240
EXXON MOBIL CORP COM 3,144 776 32.77 31,600
INTEL CORP COM 3,107 686 28.34 90,480
UNIT CORP COM 3,100 332 11.98 48,597
EBAY INC COM 3,051 1,260 70.38 56,770
BLOCK H & R INC COM 2,975 764 34.58 88,890
CHESAPEAKE ENERGY CORP COM 2,944 594 25.25 112,600