GUINNESS ASSET MANAGEMENT LTD Information

14 QUEEN ANNE'S GATE, LONDON, , SW1H 9AA, (4207) 222-1665

Report Date: 09/30/2014

Position Statistics

Total Positions 67
New Positions 5
Increased Positions 41
Decreased Positions 19
Positions with Activity 60
Sold Out Positions 2
Total Mkt Value (in $ millions) 201

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.41%
Conglomerates
Consumer Cyclical 2.93%
Consumer/Non-Cyclical 3.18%
Energy 70.54%
Financial 4.66%
Healthcare 4.63%
Services 1.63%
Technology 8.52%
Transportation
Utilities 0.26%

67 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VALERO ENERGY CORP NEW COM 11,797 1,130 10.60 238,995
EXXON MOBIL CORP COM 11,209 -57 (0.5) 118,500
HELIX ENERGY SOLUTIONS GRP INC COM 10,461 270 2.65 488,130
SUNCOR ENERGY INC NEW COM 10,065 757 8.13 309,975
DEVON ENERGY CORP NEW COM 9,967 332 3.45 162,150
OCCIDENTAL PETE CORP DEL COM 9,592 9,592 New 115,700
CHESAPEAKE ENERGY CORP COM 9,214 1,112 13.72 454,119
CANADIAN NAT RES LTD COM 9,001 249 2.85 285,100
HESS CORP COM 8,839 -701 (7.35) 117,290
NEWFIELD EXPL CO COM 8,263 155 1.92 292,500
APACHE CORP COM 7,799 -249 (3.09) 119,200
NOBLE ENERGY INC COM 7,752 -24 (0.32) 158,270
HALLIBURTON CO COM 6,838 -275 (3.87) 171,470
UNIT CORP COM 6,790 310 4.78 190,794
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 4,715 New 596,820
CARRIZO OIL & GAS INC COM 4,291 454 11.84 102,000
TRINA SOLAR LIMITED SPON ADR 4,246 -52 (1.22) 502,440
ABBVIE INC COM 3,502 223 6.81 54,420
L-3 COMMUNICATIONS HLDGS INC COM 3,484 591 20.44 27,160
CISCO SYS INC COM 3,392 190 5.93 120,080