GUINNESS ASSET MANAGEMENT LTD Information

14 QUEEN ANNE'S GATE, LONDON, , SW1H 9AA, (4207) 222-1665

Report Date: 12/31/2014

Position Statistics

Total Positions 85
New Positions 20
Increased Positions 36
Decreased Positions 29
Positions with Activity 65
Sold Out Positions 4
Total Mkt Value (in $ millions) 200

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 4.1%
Conglomerates
Consumer Cyclical 2.82%
Consumer/Non-Cyclical 2.89%
Energy 62.34%
Financial 6.18%
Healthcare 5.05%
Services 3.52%
Technology 12.87%
Transportation
Utilities 0.22%

85 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VALERO ENERGY CORP NEW COM 8,468 -3,776 (30.84) 165,295
APACHE CORP COM 8,287 588 7.63 128,300
CHESAPEAKE ENERGY CORP COM 8,268 -927 (10.09) 408,319
HALLIBURTON CO COM 8,191 1,075 15.11 197,370
NEWFIELD EXPL CO COM 8,004 -411 (4.89) 278,200
HESS CORP COM 7,969 -430 (5.12) 111,290
OCCIDENTAL PETE CORP DEL COM 7,877 -1,310 (14.26) 99,200
SUNCOR ENERGY INC NEW COM 7,874 -1,522 (16.2) 259,775
EXXON MOBIL CORP COM 7,858 -2,919 (27.09) 86,400
DEVON ENERGY CORP NEW COM 7,735 -2,335 (23.19) 124,550
NOBLE ENERGY INC COM 7,335 -195 (2.59) 154,170
CANADIAN NAT RES LTD COM 7,329 -1,073 (12.77) 248,700
UNIT CORP COM 7,061 1,110 18.66 226,394
HELIX ENERGY SOLUTIONS GRP INC COM 6,933 -2,351 (25.32) 364,530
CARRIZO OIL & GAS INC COM 4,562 New 102,000
TRINA SOLAR LIMITED SPON ADR 4,518 11 .24 503,640
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 4,164 -599 (12.57) 521,820
CISCO SYS INC COM 4,101 871 26.97 152,470
L-3 COMMUNICATIONS HLDGS INC COM 4,068 654 19.15 32,360
BLOCK H & R INC COM 4,014 931 30.18 115,980