GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,971

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.02%
Capital Goods 4.98%
Conglomerates 0.3%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.1%
Energy 7.76%
Financial 19.1%
Healthcare 9.69%
Services 16.96%
Technology 14.69%
Transportation 2.05%
Utilities 5.51%

3,148 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AAON INC COM PAR $0.004 -1,235 Sold Out 0
ACCELERON PHARMA INC COM -1,024 Sold Out 0
ACXIOM CORP COM -3,081 Sold Out 0
ADTRAN INC COM -202 Sold Out 0
ADVENT SOFTWARE INC COM -8,698 Sold Out 0
ADVISORY BRD CO COM -9,557 Sold Out 0
AERCAP HOLDINGS NV SHS -8,251 Sold Out 0
AEROJET ROCKETDYNE HLDGS INC COM -1,829 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -4,612 Sold Out 0
AMERICAN PUBLIC EDUCATION INC COM -357 Sold Out 0
AMYRIS INC COM -26 Sold Out 0
ANGIES LIST INC COM -76 Sold Out 0
ATLAS ENERGY GROUP LLC COM -38 Sold Out 0
AUTOMATIC DATA PROCESSING INC EXDISTRIB WI -1,131 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -11,895 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -706 Sold Out 0
BBCN BANCORP INC COM -1,239 Sold Out 0
BLACKROCK NJ MUNICIPAL BOND TR COM -297 Sold Out 0
BOTTOMLINE TECH DEL INC COM -1,685 Sold Out 0
BPZ RESOURCES INC COM -1 Sold Out 0