GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,103
New Positions 146
Increased Positions 1,778
Decreased Positions 1,320
Positions with Activity 3,098
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,554

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.4%
Capital Goods 4.7%
Conglomerates 0.31%
Consumer Cyclical 3.7%
Consumer/Non-Cyclical 6.51%
Energy 6.39%
Financial 18.71%
Healthcare 10.95%
Services 17.79%
Technology 15.45%
Transportation 1.97%
Utilities 5.49%

3,103 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADAM NAT RES FD INC COM -1,489 Sold Out 0
ADAMS DIVERSIFIED EQUITY FD COM -721 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,903 Sold Out 0
ALLIED NEVADA GOLD CORP COM -68 Sold Out 0
AMICUS THERAPEUTICS INC COM -123 Sold Out 0
AMIRA NATURE FOODS LTD SHS -101 Sold Out 0
ANGIODYNAMICS INC COM -617 Sold Out 0
ARROWHEAD RESH CORP COM NEW -1,932 Sold Out 0
BANCFIRST CORP COM -1,342 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -3,169 Sold Out 0
CALLIDUS SOFTWARE INC COM -147 Sold Out 0
CATALENT INC COM -687 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -236 Sold Out 0
COCA COLA BOTTLING CO CONS COM -284 Sold Out 0
COMPASS DIVERSIFIED HOLDINGS SH BEN INT -1,562 Sold Out 0
CONTROL4 CORP COM -1,067 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 Sold Out 0
CULP INC COM -1,194 Sold Out 0
DIAMOND FOODS INC COM -290 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -32,479 Sold Out 0