GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2015

Position Statistics

Total Positions 3,146
New Positions 154
Increased Positions 1,491
Decreased Positions 1,604
Positions with Activity 3,095
Sold Out Positions 130
Total Mkt Value (in $ millions) 36,662

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 4.79%
Conglomerates 0.29%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 6.36%
Energy 5.57%
Financial 18.78%
Healthcare 11.64%
Services 17.81%
Technology 15.32%
Transportation 2.06%
Utilities 5.3%

3,146 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AEROPOSTALE COM -12 Sold Out 0
ALICO INC COM -177 Sold Out 0
ALLIANCE ONE INTL INC COM NEW -40 Sold Out 0
ALPHA NAT RES INC COM -2 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -806 Sold Out 0
AMERICAN RAILCAR INDS INC COM -2,206 Sold Out 0
AMPIO PHARMACEUTICALS INC COM -45 Sold Out 0
APOLLO ED GROUP INC CL A -10,994 Sold Out 0
APPLIED INDL TECHNOLOGIES INC COM -222 Sold Out 0
ARBUTUS BIOPHARMA CORP COM -249 Sold Out 0
AVIANCA HLDGS SA SPON ADR REP PFD -74 Sold Out 0
B2GOLD CORP COM -45 Sold Out 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 -320 Sold Out 0
BLACKROCK MUNIYIELD QUALITY FD COM -1,188 Sold Out 0
BLACKROCK NY MUNICIPAL BOND TR COM -219 Sold Out 0
BLACKSTONE GSO FLTING RTE FUND COM -1,452 Sold Out 0
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT -1,048 Sold Out 0
CALADRIUS BIOSCIENCES INC COM -21 Sold Out 0
CALIX INC COM -1,492 Sold Out 0
CAPSTONE TURBINE CORP COM -33 Sold Out 0