GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,150
New Positions 252
Increased Positions 1,588
Decreased Positions 1,539
Positions with Activity 3,127
Sold Out Positions 185
Total Mkt Value (in $ millions) 41,262

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.91%
Capital Goods 4.97%
Conglomerates 0.3%
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 6.08%
Energy 7.51%
Financial 18.96%
Healthcare 9.95%
Services 17.19%
Technology 14.6%
Transportation 2.06%
Utilities 5.54%

3,150 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AAON INC COM PAR $0.004 -1,257 Sold Out 0
ACCELERON PHARMA INC COM -1,166 Sold Out 0
ACXIOM CORP COM -3,253 Sold Out 0
ADTRAN INC COM -196 Sold Out 0
ADVENT SOFTWARE INC COM -8,704 Sold Out 0
ADVISORY BRD CO COM -9,623 Sold Out 0
AERCAP HOLDINGS NV SHS -7,861 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -4,675 Sold Out 0
AMERICAN PUBLIC EDUCATION INC COM -399 Sold Out 0
AMYRIS INC COM -28 Sold Out 0
ANGIES LIST INC COM -77 Sold Out 0
ATLAS ENERGY GROUP LLC COM -38 Sold Out 0
AUTOMATIC DATA PROCESSING INC EXDISTRIB WI -1,131 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -11,935 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -706 Sold Out 0
BBCN BANCORP INC COM -1,263 Sold Out 0
BLACKROCK NJ MUNICIPAL BOND TR COM -300 Sold Out 0
BOTTOMLINE TECH DEL INC COM -1,756 Sold Out 0
BPZ RESOURCES INC COM -1 Sold Out 0
BROOKLINE BANCORP INC DEL COM -1,026 Sold Out 0