GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,311
New Positions 132
Increased Positions 1,499
Decreased Positions 1,787
Positions with Activity 3,286
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.08%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.65%
Energy 9.29%
Financial 21.1%
Healthcare 8.36%
Services 15.87%
Technology 13.75%
Transportation 2.05%
Utilities 5.89%

3,311 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
A H BELO CORP COM CL A -123 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -116 Sold Out 0
ACORN ENERGY INC COM -26 Sold Out 0
ADECOAGRO S A COM -189 Sold Out 0
ALBANY INTL CORP CL A -236 Sold Out 0
ALIMERA SCIENCES INC COM -70 Sold Out 0
ALON USA ENERGY INC COM -2,711 Sold Out 0
AMBAC FINL GROUP INC COM NEW -180 Sold Out 0
AMERICAN NATL BANKSHARES INC COM -120 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP COM -24 Sold Out 0
AMTRUST FINL SVCS INC COM -745 Sold Out 0
ANADIGICS INC COM -7 Sold Out 0
ANGIES LIST INC COM -163 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -15 Sold Out 0
AVANIR PHARMACEUTICALS INC CL A NEW -83 Sold Out 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -7,819 Sold Out 0
BAXANO SURGICAL INC COM -4 Sold Out 0
BGC PARTNERS INC CL A -167 Sold Out 0
BLACKROCK MUN 2020 TERM TR COM SHS -231 Sold Out 0
BLOUNT INTL INC NEW COM -184 Sold Out 0