GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,313
New Positions 132
Increased Positions 1,502
Decreased Positions 1,786
Positions with Activity 3,288
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,985

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.88%
Capital Goods 5.11%
Conglomerates 0.3%
Consumer Cyclical 4.18%
Consumer/Non-Cyclical 5.69%
Energy 9.11%
Financial 21.09%
Healthcare 8.28%
Services 15.99%
Technology 13.82%
Transportation 2.08%
Utilities 5.83%

3,313 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
A H BELO CORP COM CL A -121 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -98 Sold Out 0
ACORN ENERGY INC COM -25 Sold Out 0
ADECOAGRO S A COM -187 Sold Out 0
ALBANY INTL CORP CL A -238 Sold Out 0
ALIMERA SCIENCES INC COM -63 Sold Out 0
ALON USA ENERGY INC COM -2,654 Sold Out 0
AMBAC FINL GROUP INC COM NEW -183 Sold Out 0
AMERICAN NATL BANKSHARES INC COM -119 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP COM -25 Sold Out 0
AMTRUST FINL SVCS INC COM -742 Sold Out 0
ANADIGICS INC COM -8 Sold Out 0
ANGIES LIST INC COM -173 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -15 Sold Out 0
AVANIR PHARMACEUTICALS INC CL A NEW -78 Sold Out 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -7,810 Sold Out 0
BAXANO SURGICAL INC COM -4 Sold Out 0
BGC PARTNERS INC CL A -168 Sold Out 0
BLACKROCK MUN 2020 TERM TR COM SHS -231 Sold Out 0
BLOUNT INTL INC NEW COM -181 Sold Out 0