GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,203
New Positions 95
Increased Positions 1,421
Decreased Positions 1,772
Positions with Activity 3,193
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,553

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.35%
Capital Goods 4.97%
Conglomerates 0.37%
Consumer Cyclical 4.22%
Consumer/Non-Cyclical 6%
Energy 6.6%
Financial 20.36%
Healthcare 9.55%
Services 16.94%
Technology 13.74%
Transportation 2.41%
Utilities 6.45%

3,203 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACELRX PHARMACEUTICALS INC COM -84 Sold Out 0
ACTIVE POWER INC COM NEW -38 Sold Out 0
ADDUS HOMECARE CORP COM -205 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -223 Sold Out 0
AIRCASTLE LTD COM -5,409 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -29 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -265 Sold Out 0
ALPHATEC HOLDINGS INC COM -38 Sold Out 0
AMERICAN SOFTWARE INC CL A -109 Sold Out 0
AMERIS BANCORP COM -225 Sold Out 0
AMICUS THERAPEUTICS INC COM -139 Sold Out 0
AMPIO PHARMACEUTICALS INC COM -111 Sold Out 0
ANI PHARMACEUTICALS INC COM -3,440 Sold Out 0
ANTARES PHARMA INC COM -25 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -4,618 Sold Out 0
API TECHNOLOGIES CORP COM NEW -27 Sold Out 0
APPLIED INDL TECHNOLOGIES INC COM -156 Sold Out 0
APRICUS BIOSCIENCES INC COM -19 Sold Out 0
ARAMARK COM -1,548 Sold Out 0
ARBOR RLTY TR INC COM -100 Sold Out 0