GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,313
New Positions 132
Increased Positions 1,502
Decreased Positions 1,786
Positions with Activity 3,288
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,885

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.93%
Capital Goods 5.09%
Conglomerates 0.3%
Consumer Cyclical 4.18%
Consumer/Non-Cyclical 5.68%
Energy 9.16%
Financial 21.06%
Healthcare 8.31%
Services 15.96%
Technology 13.78%
Transportation 2.07%
Utilities 5.83%

3,313 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
1ST SOURCE CORP COM 2,165 -70 (3.15) 71,521
21VIANET GROUP INC SPONSORED ADR 3,902 -39 (1) 132,462
3-D SYS CORP DEL COM NEW 14,719 -1,268 (7.93) 301,872
3M CO COM 54,397 2,261 4.34 377,105
51JOB INC SP ADR REP COM 993 -106 (9.67) 27,842
58 COM INC SPON ADR REP A 503 503 New 9,420
8X8 INC NEW COM 738 59 8.70 92,653
A H BELO CORP COM CL A -121 Sold Out 0
AAON INC COM PAR $0.004 1,046 -107 (9.29) 54,768
AAR CORP COM 1,580 -155 (8.96) 57,355
AARONS INC COM PAR $0.50 2,579 1,170 83.08 99,343
ABB LTD SPONSORED ADR 10,122 501 5.21 444,158
ABBOTT LABS COM 32,949 -4,871 (12.88) 774,548
ABBVIE INC COM 75,744 -46,610 (38.1) 1,369,939
ABERCROMBIE & FITCH CO CL A 3,081 -635 (17.09) 72,396
ABERDEEN AUSTRALIA EQTY FD INC COM 4,257 1,025 31.73 475,152
ABIOMED INC COM 1,408 -180 (11.35) 54,840
ABM INDS INC COM 4,437 -256 (5.46) 170,210
ABRAXAS PETE CORP COM 222 -95 (30.01) 41,258
ACACIA RESH CORP ACACIA TCH COM 4,712 -1,433 (23.32) 275,378