GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,362

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.26%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.45%
Energy 8.73%
Financial 21.79%
Healthcare 8.49%
Services 16.89%
Technology 14.16%
Transportation 2.21%
Utilities 5.55%

3,316 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
1ST SOURCE CORP COM 2,127 -90 (4.07) 73,846
21VIANET GROUP INC SPONSORED ADR 3,642 45 1.25 133,795
3-D SYS CORP DEL COM NEW 17,269 855 5.21 327,876
3M CO COM 52,451 1,708 3.37 361,430
51JOB INC SP ADR REP COM 1,111 -108 (8.83) 15,412
8X8 INC NEW COM 697 603 638.28 85,234
A H BELO CORP COM CL A 119 119 New 10,713
AAON INC COM PAR $0.004 1,220 -496 (28.92) 60,374
AAR CORP COM 1,693 4 .22 62,996
AARONS INC COM PAR $0.50 1,555 216 16.11 54,262
ABB LTD SPONSORED ADR 10,064 2,108 26.50 422,158
ABBOTT LABS COM 38,265 -1,107 (2.81) 889,063
ABBVIE INC COM 117,685 38,227 48.11 2,212,956
ABERCROMBIE & FITCH CO CL A 3,323 698 26.60 87,323
ABERDEEN AUSTRALIA EQTY FD INC COM 3,254 -144 (4.24) 360,715
ABIOMED INC COM 1,626 -681 (29.53) 61,864
ABM INDS INC COM 4,528 37 .83 180,036
ABRAXAS PETE CORP COM 342 -17 (4.83) 58,944
ACACIA RESH CORP ACACIA TCH COM 6,281 -381 (5.72) 359,134
ACADIA PHARMACEUTICALS COM 4,603 553 13.66 223,229