GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 5.14%
Conglomerates 0.31%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.13%
Energy 7.08%
Financial 19.09%
Healthcare 10%
Services 17.4%
Technology 14.57%
Transportation 2.09%
Utilities 5.5%

3,151 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10+ YR CR BD ETF 429 -28 (6.18) 6,838
ISHARES 1-3 YR CR BD ETF 5,096 -807 (13.68) 48,331
ISHARES TR 1-3 YR TR BD ETF 12,726 -2,102 (14.18) 150,040
BANK AMER CORP 7.25%CNV PFD L 7,633 7,633 New 6,502
ACACIA RESH CORP ACACIA TCH COM 221 -4,951 (95.73) 20,796
AVIVA PLC ADR 798 -525 (39.66) 48,257
BANCO SANTANDER SA ADR 6,268 -9,883 (61.19) 839,082
BARCLAYS PLC ADR 633 131 26.08 42,968
BT GROUP PLC ADR 8,939 4,600 106.02 132,081
CHEETAH MOBILE INC ADR 17,812 17,812 New 1,016,676
CRH PLC ADR -741 Sold Out 0
DR REDDYS LABS LTD ADR 2,844 1,936 213.05 52,191
E HOUSE CHINA HLDGS LTD ADR 934 -6 (0.62) 174,211
ICICI BK LTD ADR 3,290 -1,119 (25.38) 323,525
MELCO CROWN ENTMT LTD ADR 518 518 New 23,892
NOVO-NORDISK A S ADR 8,224 -862 (9.49) 152,749
PARTNER COMMUNICATIONS CO LTD ADR 74 -64 (46.5) 25,161
PRUDENTIAL PLC ADR 1,330 -306 (18.71) 26,359
RANDGOLD RES LTD ADR 2,984 -190 (5.99) 42,053
SOUFUN HLDGS LTD ADR 3,110 -208 (6.26) 521,750