GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,311
New Positions 132
Increased Positions 1,499
Decreased Positions 1,787
Positions with Activity 3,286
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.08%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.65%
Energy 9.29%
Financial 21.1%
Healthcare 8.36%
Services 15.87%
Technology 13.75%
Transportation 2.05%
Utilities 5.89%

3,311 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10+ YR CR BD ETF 398 398 New 6,415
ISHARES 1-3 YR CR BD ETF 8,920 -1,254 (12.32) 84,545
ISHARES TR 1-3 YR TR BD ETF 17,355 -3,950 (18.54) 205,139
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -7,819 Sold Out 0
ACACIA RESH CORP ACACIA TCH COM 4,899 -1,490 (23.32) 275,378
AVIVA PLC ADR 2,507 -695 (21.71) 144,816
BANCO SANTANDER SA ADR 19,896 13,567 214.39 2,005,605
BARCLAYS PLC ADR 486 -233 (32.44) 32,385
BT GROUP PLC ADR 3,826 -537 (12.3) 59,184
CARNIVAL PLC ADR -392 Sold Out 0
CRH PLC ADR 793 -30 (3.68) 34,104
DR REDDYS LABS LTD ADR 864 -97 (10.06) 17,631
E HOUSE CHINA HLDGS LTD ADR 1,840 -20 (1.08) 165,922
ICICI BK LTD ADR 4,536 -283 (5.86) 84,777
MELCO CROWN ENTMT LTD ADR 383 16 4.25 13,496
NOVO-NORDISK A S ADR 8,104 524 6.92 176,326
PARTNER COMMUNICATIONS CO LTD ADR 379 -378 (49.93) 52,896
PRUDENTIAL PLC ADR 1,605 -170 (9.59) 33,262
RANDGOLD RES LTD ADR 3,889 -238 (5.78) 46,211
SOUFUN HLDGS LTD ADR 3,779 -775 (17.02) 327,458