GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2015

Position Statistics

Total Positions 3,128
New Positions 238
Increased Positions 1,617
Decreased Positions 1,477
Positions with Activity 3,094
Sold Out Positions 190
Total Mkt Value (in $ millions) 34,774

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.33%
Capital Goods 4.53%
Conglomerates 0.31%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 7.55%
Energy 5.41%
Financial 17.82%
Healthcare 9.68%
Services 18.43%
Technology 15.45%
Transportation 1.9%
Utilities 5.75%

3,128 Positions as of 12/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10+ YR CR BD ETF -221 Sold Out 0
ISHARES TR 1-3 YR CR BD ETF 5,379 -15 (0.28) 50,932
ISHARES TR 1-3 YR TR BD ETF 8,416 -1,557 (15.61) 99,005
ACACIA RESH CORP ACACIA TCH COM -510 Sold Out 0
AVIVA PLC ADR 492 -54 (9.86) 38,605
BANCO SANTANDER SA ADR 3,254 102 3.23 646,847
BARCLAYS PLC ADR 606 289 91.34 60,296
BT GROUP PLC ADR -1,852 Sold Out 0
CHEETAH MOBILE INC ADR 10,415 842 8.80 697,117
DR REDDYS LABS LTD ADR 776 125 19.27 17,018
E HOUSE CHINA HLDGS LTD ADR 445 -2,273 (83.62) 67,360
ICICI BK LTD ADR 2,022 421 26.29 286,754
MELCO CROWN ENTMT LTD ADR 433 180 70.80 29,262
MOMO INC ADR 382 382 New 23,214
NOVO-NORDISK A S ADR 1,487 -4,201 (73.86) 26,645
PRUDENTIAL PLC ADR 1,226 1,226 New 31,053
RANDGOLD RES LTD ADR 6,568 1,718 35.42 65,358
SOUFUN HLDGS LTD ADR 2,761 -5,618 (67.05) 485,210
TEVA PHARMACEUTICAL INDS LTD ADR 1,667 -5,819 (77.73) 30,614
VALE S A ADR 4,025 676 20.19 709,821