GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,871

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.8%
Capital Goods 5.11%
Conglomerates 0.3%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 5.75%
Energy 8.95%
Financial 21.18%
Healthcare 8.45%
Services 15.88%
Technology 13.82%
Transportation 2.12%
Utilities 5.86%

3,308 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
A H BELO CORP COM CL A -113 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -119 Sold Out 0
ACORN ENERGY INC COM -24 Sold Out 0
ADECOAGRO S A COM -179 Sold Out 0
ALBANY INTL CORP CL A -230 Sold Out 0
ALIMERA SCIENCES INC COM -57 Sold Out 0
ALON USA ENERGY INC COM -2,590 Sold Out 0
AMBAC FINL GROUP INC COM NEW -168 Sold Out 0
AMERICAN NATL BANKSHARES INC COM -120 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP COM -20 Sold Out 0
AMTRUST FINL SVCS INC COM -682 Sold Out 0
ANADIGICS INC COM -8 Sold Out 0
ANGIES LIST INC COM -158 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -18 Sold Out 0
AVANIR PHARMACEUTICALS INC CL A NEW -162 Sold Out 0
BANK AMER CORP 7.25%CNV PFD L -7,745 Sold Out 0
BAXANO SURGICAL INC COM -3 Sold Out 0
BGC PARTNERS INC CL A -170 Sold Out 0
BLACKROCK MUN 2020 TERM TR COM SHS -225 Sold Out 0
BLOUNT INTL INC NEW COM -186 Sold Out 0