GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,096
New Positions 145
Increased Positions 1,769
Decreased Positions 1,322
Positions with Activity 3,091
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,536

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 4.7%
Conglomerates 0.31%
Consumer Cyclical 3.76%
Consumer/Non-Cyclical 6.34%
Energy 5.58%
Financial 19.09%
Healthcare 11.43%
Services 17.93%
Technology 15.25%
Transportation 2.01%
Utilities 5.4%

3,096 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADAM NAT RES FD INC COM -1,284 Sold Out 0
ADAMS DIVERSIFIED EQUITY FD COM -716 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,450 Sold Out 0
ALLIED NEVADA GOLD CORP COM -42 Sold Out 0
AMICUS THERAPEUTICS INC COM -165 Sold Out 0
AMIRA NATURE FOODS LTD SHS -119 Sold Out 0
ANGIODYNAMICS INC COM -584 Sold Out 0
ARROWHEAD RESH CORP COM NEW -1,859 Sold Out 0
BANCFIRST CORP COM -1,457 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -4,065 Sold Out 0
CALLIDUS SOFTWARE INC COM -151 Sold Out 0
CATALENT INC COM -779 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -197 Sold Out 0
COCA COLA BOTTLING CO CONS COM -367 Sold Out 0
COMPASS DIVERSIFIED HOLDINGS SH BEN INT -1,597 Sold Out 0
CONTROL4 CORP COM -1,060 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 Sold Out 0
CULP INC COM -1,303 Sold Out 0
DIAMOND FOODS INC COM -326 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -9,276 Sold Out 0