GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 5.14%
Conglomerates 0.31%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.13%
Energy 7.08%
Financial 19.09%
Healthcare 10%
Services 17.4%
Technology 14.57%
Transportation 2.09%
Utilities 5.5%

3,151 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AAON INC COM PAR $0.004 -1,211 Sold Out 0
ACCELERON PHARMA INC COM -1,316 Sold Out 0
ACXIOM CORP COM -3,296 Sold Out 0
ADTRAN INC COM -224 Sold Out 0
ADVENT SOFTWARE INC COM -8,810 Sold Out 0
ADVISORY BRD CO COM -9,656 Sold Out 0
AERCAP HOLDINGS NV SHS -7,376 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -4,609 Sold Out 0
AMERICAN PUBLIC EDUCATION INC COM -402 Sold Out 0
AMYRIS INC COM -26 Sold Out 0
ANGIES LIST INC COM -79 Sold Out 0
ATLAS ENERGY GROUP LLC COM -30 Sold Out 0
AUTOMATIC DATA PROCESSING INC EXDISTRIB WI -1,131 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -14,706 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -711 Sold Out 0
BBCN BANCORP INC COM -1,256 Sold Out 0
BLACKROCK NJ MUNICIPAL BOND TR COM -303 Sold Out 0
BOTTOMLINE TECH DEL INC COM -1,786 Sold Out 0
BPZ RESOURCES INC COM -1 Sold Out 0
BROOKLINE BANCORP INC DEL COM -918 Sold Out 0