GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.12%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.65%
Consumer/Non-Cyclical 5.55%
Energy 8.59%
Financial 21.78%
Healthcare 8.47%
Services 16.88%
Technology 14.08%
Transportation 2.18%
Utilities 5.62%

3,320 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCO BRANDS CORP COM -2,096 Sold Out 0
ACTUANT CORP CL A NEW -775 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -276 Sold Out 0
ALLIED WRLD ASSUR COM HLDG AG SHS -1,292 Sold Out 0
AMERCO COM -591 Sold Out 0
AMSURG CORP COM -212 Sold Out 0
ANACOR PHARMACEUTICALS INC COM -225 Sold Out 0
ANTARES PHARMA INC COM -29 Sold Out 0
APPLIED INDL TECHNOLOGIES INC COM -238 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -111 Sold Out 0
ARRAY BIOPHARMA INC COM -1,964 Sold Out 0
BANKRATE INC DEL COM -386 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL A -4,437 Sold Out 0
BIOSCRIP INC COM -1,620 Sold Out 0
BJS RESTAURANTS INC COM -1,559 Sold Out 0
BLACKROCK MUNIASSETS FD INC COM -199 Sold Out 0
BLACKROCK MUNIVEST FD II INC COM -190 Sold Out 0
CAPITOL FED FINL INC COM -249 Sold Out 0
CARDIOVASCULAR SYS INC DEL COM -310 Sold Out 0
CARMIKE CINEMAS INC COM -322 Sold Out 0