GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,102
New Positions 146
Increased Positions 1,777
Decreased Positions 1,320
Positions with Activity 3,097
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.37%
Capital Goods 4.68%
Conglomerates 0.31%
Consumer Cyclical 3.69%
Consumer/Non-Cyclical 6.49%
Energy 6.31%
Financial 18.65%
Healthcare 11%
Services 17.81%
Technology 15.48%
Transportation 1.98%
Utilities 5.56%

3,102 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADAM NAT RES FD INC COM -1,476 Sold Out 0
ADAMS DIVERSIFIED EQUITY FD COM -722 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,853 Sold Out 0
ALLIED NEVADA GOLD CORP COM -67 Sold Out 0
AMICUS THERAPEUTICS INC COM -123 Sold Out 0
AMIRA NATURE FOODS LTD SHS -99 Sold Out 0
ANGIODYNAMICS INC COM -618 Sold Out 0
ARROWHEAD RESH CORP COM NEW -1,892 Sold Out 0
BANCFIRST CORP COM -1,322 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -3,145 Sold Out 0
CALLIDUS SOFTWARE INC COM -145 Sold Out 0
CATALENT INC COM -719 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -235 Sold Out 0
COCA COLA BOTTLING CO CONS COM -282 Sold Out 0
COMPASS DIVERSIFIED HOLDINGS SH BEN INT -1,547 Sold Out 0
CONTROL4 CORP COM -1,061 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 Sold Out 0
CULP INC COM -1,175 Sold Out 0
DIAMOND FOODS INC COM -292 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -31,100 Sold Out 0