GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,307
New Positions 131
Increased Positions 1,496
Decreased Positions 1,786
Positions with Activity 3,282
Sold Out Positions 181
Total Mkt Value (in $ millions) 36,626

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.61%
Capital Goods 5.05%
Conglomerates 0.31%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 6.03%
Energy 7.88%
Financial 21.49%
Healthcare 8.71%
Services 16.17%
Technology 13.45%
Transportation 2.15%
Utilities 6.25%

3,307 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR RUSSELL 2000 ETF 321 -91,684 (99.65) 2,953
SPDR S&P 500 ETF TR TR UNIT 346,675 -82,356 (19.2) 1,821,728
REINSURANCE GROUP AMER INC COM NEW 97,786 -52,650 (35) 1,265,832
BOEING CO COM 51,313 -49,782 (49.24) 412,783
AMC NETWORKS INC CL A 2,501 -46,162 (94.86) 43,994
ABBVIE INC COM 74,538 -45,869 (38.1) 1,369,939
MICROSOFT CORP COM 181,045 -43,700 (19.44) 4,107,196
FLEETCOR TECHNOLOGIES INC COM 3,269 -42,255 (92.82) 24,559
MARATHON PETE CORP COM 30,726 -40,343 (56.77) 381,029
MARRIOTT INTL INC NEW CL A 35,089 -35,246 (50.11) 523,559
STARZ COM SER A 2,956 -33,274 (91.84) 97,232
FORTUNE BRANDS HOME & SEC INC COM 10,783 -31,488 (74.49) 268,697
EXELIS INC COM 3,773 -30,108 (88.86) 235,806
VERISIGN INC COM 48,057 -29,268 (37.85) 871,069
XYLEM INC COM 30,220 -29,196 (49.14) 896,462
PEPCO HOLDINGS INC COM 48,520 -28,764 (37.22) 1,805,074
MARRIOTT VACATIONS WRLDWDE CP COM 692 -27,198 (97.52) 10,551
MDU RES GROUP INC COM 9,808 -25,597 (72.3) 369,707
GUGGENHEIM BLD AMR BDS MANG DR COM -24,808 Sold Out 0
VANTIV INC CL A 561 -24,779 (97.79) 18,238