GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,227
New Positions 291
Increased Positions 1,956
Decreased Positions 1,248
Positions with Activity 3,204
Sold Out Positions 142
Total Mkt Value (in $ millions) 32,907

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.49%
Capital Goods 5.07%
Conglomerates 0.36%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 5.95%
Energy 8.42%
Financial 22.16%
Healthcare 7.88%
Services 16.99%
Technology 14.16%
Transportation 2.24%
Utilities 5.41%

3,227 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS 45,781 -30,042 (39.62) 231,930
TEXAS INSTRS INC COM 45,724 12,504 37.64 997,694
WYNN RESORTS LTD COM 45,601 14,434 46.31 219,235
COSTCO WHSL CORP NEW COM 45,542 3,379 8.01 401,248
FOOT LOCKER INC COM 45,300 27,421 153.37 1,001,337
CABELAS INC COM 45,121 -5,676 (11.17) 698,461
EDWARDS LIFESCIENCES CORP COM 44,884 23,143 106.45 552,144
PPG INDS INC COM 44,863 3,300 7.94 224,923
MEDNAX INC COM 44,615 409 .93 738,052
HELMERICH & PAYNE INC COM 44,588 18,631 71.78 402,276
REPUBLIC SVCS INC COM 44,442 13,631 44.24 1,289,282
HESS CORP COM 44,358 320 .73 508,287
ALLSTATE CORP COM 44,282 1,653 3.88 794,015
DARDEN RESTAURANTS INC COM 44,260 6,980 18.72 913,137
ALCOA INC COM 44,192 11,956 37.09 3,258,973
WHITEWAVE FOODS CO COM CL A 44,032 40,578 1,174.59 1,539,054
OASIS PETE INC NEW COM 43,932 -11,532 (20.79) 928,405
NRG ENERGY INC COM NEW 43,756 21,919 100.38 1,358,465
ICF INTL INC COM 43,710 178 .41 1,109,119
TIME WARNER INC COM NEW 43,518 -3,855 (8.14) 667,970