GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,362

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.26%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.45%
Energy 8.73%
Financial 21.79%
Healthcare 8.49%
Services 16.89%
Technology 14.16%
Transportation 2.21%
Utilities 5.55%

3,316 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK MUNICIPL INC QLTY TR COM 5,754 161 2.88 416,641
LEGACY RESVS LP UNIT LP INT 5,753 719 14.27 178,732
ISHARES IBOXX HI YD ETF 5,728 New 60,906
TORTOISE PWR & ENERGY INFRASTR COM 5,709 1,910 50.29 200,030
CEPHEID COM 5,702 1,253 28.18 144,462
VISTEON CORP COM NEW 5,688 3,592 171.40 58,340
ELDORADO GOLD CORP NEW COM 5,683 251 4.63 729,524
NORTHWESTERN CORP COM NEW 5,670 -1,789 (23.99) 118,052
SOUTHERN COPPER CORP COM 5,637 773 15.90 169,630
INTERCEPT PHARMACEUTICALS INC COM 5,616 -6,697 (54.39) 25,412
RELIANCE STEEL & ALUMINUM CO COM 5,600 2,322 70.84 78,945
CADENCE DESIGN SYSTEM INC COM 5,594 1,644 41.61 331,385
BABSON CAP GLB SHT DURHGH YLD COM 5,562 5,044 973.66 228,497
ETFS PLATINUM TR SH BEN INT 5,553 591 11.90 38,668
DOW 30SM ENHANCED PREM & INC COM 5,543 214 4.02 401,351
GOODRICH PETE CORP COM NEW 5,541 4,761 610.32 251,971
WESTERN ASSET GLB PTNRS INCOME COM 5,534 1,278 30.03 499,442
PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 5,534 179 3.33 78,626
WESTERN ASSET MTG CAP CORP COM 5,518 -713 (11.45) 401,293
ISHARES MBS ETF 5,518 -3,052 (35.61) 51,170