GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,202
New Positions 95
Increased Positions 1,420
Decreased Positions 1,772
Positions with Activity 3,192
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,748

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.38%
Capital Goods 4.99%
Conglomerates 0.37%
Consumer Cyclical 4.22%
Consumer/Non-Cyclical 6%
Energy 6.69%
Financial 20.34%
Healthcare 9.54%
Services 17.04%
Technology 13.58%
Transportation 2.42%
Utilities 6.42%

3,202 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VECTOR GROUP LTD COM 6,643 2,307 53.18 288,721
PALO ALTO NETWORKS INC COM 6,632 -917 (12.14) 52,250
ORANGE SPONSORED ADR 6,631 379 6.07 373,158
CIENA CORP COM NEW 6,623 -157 (2.32) 337,551
EXTERRAN PARTNERS LP COM UNITS 6,599 2,649 67.08 293,556
LITHIA MTRS INC CL A 6,597 3,560 117.25 73,475
BLACKROCK MUNIHOLDINGS FD INC COM 6,578 705 12.00 377,171
CALAMOS GBL DYN INCOME FUND COM 6,566 1,054 19.13 749,490
ACACIA RESH CORP ACACIA TCH COM 6,550 2,847 76.85 487,018
SKYWORKS SOLUTIONS INC COM 6,533 -459 (6.57) 79,210
DIGITAL RLTY TR INC COM 6,527 286 4.58 88,137
NEUROCRINE BIOSCIENCES INC COM 6,515 150 2.35 194,185
CHATHAM LODGING TR COM 6,473 4,883 307.10 208,803
SUNCOR ENERGY INC NEW COM 6,460 -85 (1.3) 216,336
WESTERN ASSET GLOBAL CP DEFINE COM 6,454 143 2.26 363,218
CAPSTEAD MTG CORP COM NO PAR 6,450 -5,383 (45.49) 524,389
MARKET VECTORS ETF TR INTL HI YLD BD 6,431 1,429 28.56 266,977
FTD COS INC COM 6,423 -852 (11.71) 185,417
HDFC BANK LTD ADR REPS 3 SHS 6,421 346 5.69 103,830
SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B 6,403 3,479 118.97 257,991