GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,218
New Positions 95
Increased Positions 1,430
Decreased Positions 1,778
Positions with Activity 3,208
Sold Out Positions 285
Total Mkt Value (in $ millions) 40,061

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.47%
Capital Goods 5.24%
Conglomerates 0.38%
Consumer Cyclical 4.23%
Consumer/Non-Cyclical 5.8%
Energy 8.16%
Financial 20.54%
Healthcare 9.01%
Services 16.3%
Technology 13.75%
Transportation 2.35%
Utilities 6.05%

3,218 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKET VECTORS ETF TR INTL HI YLD BD 6,899 1,532 28.56 266,977
QIWI PLC SPON ADR REP B 6,874 6,874 New 234,115
SEATTLE GENETICS INC COM 6,865 558 8.84 186,298
ICON PLC SHS 6,864 2,391 53.44 125,883
ADVENT CLAYMORE CV SECS & INC COM 6,859 -116 (1.66) 404,678
SABRA HEALTH CARE REIT INC COM 6,765 3,738 123.50 242,133
ISHARES NAT AMT FREE BD 6,743 1,400 26.20 61,553
VOYA PRIME RATE TR SH BEN INT 6,735 347 5.43 1,270,724
CALAMOS GBL DYN INCOME FUND COM 6,730 1,081 19.13 749,490
OPKO HEALTH INC COM 6,725 112 1.69 825,103
CAPSTEAD MTG CORP COM NO PAR 6,712 -5,602 (45.49) 524,389
UTI WORLDWIDE INC ORD 6,705 5,297 376.08 584,560
LANDSTAR SYS INC COM 6,702 3,399 102.88 86,412
NUVEEN EQUITY PREM INCOME FD COM 6,698 428 6.82 513,623
BLACKROCK LTD DURATION INC TR COM SHS 6,682 -265 (3.81) 419,723
GULFPORT ENERGY CORP COM NEW 6,636 -534 (7.45) 121,709
COPART INC COM 6,599 -994 (13.09) 192,119
BLACKROCK MUNIYIELD FD INC COM 6,562 1,095 20.03 452,555
PIONEER DIV HIGH INCOME TRUST COM 6,547 -220 (3.25) 349,000
FTD COS INC COM 6,545 -868 (11.71) 185,417


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