GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,100
New Positions 145
Increased Positions 1,774
Decreased Positions 1,321
Positions with Activity 3,095
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.73%
Conglomerates 0.31%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 6.51%
Energy 6.07%
Financial 19.03%
Healthcare 11.2%
Services 17.92%
Technology 15.18%
Transportation 1.93%
Utilities 5.3%

3,100 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TESARO INC COM 6,210 135 2.23 109,450
QIHOO 360 TECHNOLOGY CO LTD ADS 6,206 574 10.20 92,370
ISHARES TR RUS 1000 VAL ETF 6,201 150 2.49 59,750
AMERICAN STS WTR CO COM 6,177 613 11.01 164,417
TYLER TECHNOLOGIES INC COM 6,171 -488 (7.33) 47,493
HOLLY ENERGY PARTNERS L P COM UT LTD PTN 6,170 431 7.51 178,828
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 6,166 194 3.24 566,702
MANPOWERGROUP INC COM 6,159 -1,060 (14.68) 68,384
MANNKIND CORP COM 6,146 956 18.43 1,102,364
ENERGIZER HLDGS INC COM 6,134 661 12.07 46,632
FACTSET RESH SYS INC COM 6,118 -513 (7.74) 37,099
HORIZON PHARMA PLC SHS 6,112 5,135 525.84 176,743
BRF SA SPONSORED ADR 6,102 9 .15 301,190
PAREXEL INTL CORP COM 6,093 261 4.48 94,211
WISDOMTREE TR EUROPE HEDGED EQ 6,077 6,077 New 97,100
INVESCO MUNI INCOME OPP TRST COM 6,060 -62 (1.01) 909,972
CLOUGH GLOBAL EQUITY FD COM 6,044 -481 (7.37) 404,024
HANWHA Q CELL CO LTD SPONSORED ADR NE 6,010 3,121 108.00 348,821
OMNICARE INC COM 6,009 2,760 84.95 63,791
CRESCENT PT ENERGY CORP COM 6,008 1,568 35.32 303,881