GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,871

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.8%
Capital Goods 5.11%
Conglomerates 0.3%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 5.75%
Energy 8.95%
Financial 21.18%
Healthcare 8.45%
Services 15.88%
Technology 13.82%
Transportation 2.12%
Utilities 5.86%

3,308 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ULTA SALON COSMETCS & FRAG INC COM 6,475 3,531 119.96 55,747
BRF SA SPONSORED ADR 6,455 265 4.27 258,831
AECOM TECHNOLOGY CORP DELAWARE COM 6,439 842 15.05 173,376
UNILEVER N V N Y SHS NEW 6,384 -801 (11.15) 154,160
EATON VANCE FLTING RATE INC TR COM 6,311 1,852 41.52 428,185
NUVEEN EQUITY PREM INCOME FD COM 6,299 841 15.42 480,822
TEEKAY CORPORATION COM 6,225 -17 (0.27) 103,592
FRANKLIN LTD DURATION INC TR COM 6,214 -3,249 (34.34) 491,996
NUVEEN NY AMT FREE MUN INCOME COM 6,195 -1,952 (23.96) 487,816
VOYA ASIA PAC DIVID EQUITY IN COM 6,192 1,439 30.29 461,745
POWERSHARES ETF TRUST FINL PFD PTFL 6,157 3,182 106.98 345,332
INVESCO MUNI INCOME OPP TRST COM 6,147 835 15.71 910,690
ACCESS MIDSTREAM PARTNERS L P UNIT 6,122 1,048 20.66 95,025
CHARTER COMMUNICATIONS INC DEL CL A NEW 6,116 -2,541 (29.35) 37,889
DOMINOS PIZZA INC COM 6,113 -549 (8.24) 79,826
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 6,111 873 16.67 298,413
BROOKFIELD GLOBL LISTED INFRAS COM SHS 6,099 -1,944 (24.17) 250,899
TECH DATA CORP COM 6,090 1,608 35.89 90,417
LEIDOS HLDGS INC COM 6,089 176 2.97 170,188
COMPANIA DE MINAS BUENAVENTURA SPONSORED ADR 6,081 670 12.39 459,283