GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,211
New Positions 95
Increased Positions 1,426
Decreased Positions 1,775
Positions with Activity 3,201
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.33%
Capital Goods 5.01%
Conglomerates 0.37%
Consumer Cyclical 4.32%
Consumer/Non-Cyclical 5.91%
Energy 6.83%
Financial 20.77%
Healthcare 9.47%
Services 16.62%
Technology 13.89%
Transportation 2.36%
Utilities 6.2%

3,211 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LINN ENERGY LLC UNIT LTD LIAB 6,817 -158 (2.26) 568,998
ISHARES NAT AMT FREE BD 6,769 1,405 26.20 61,553
FIRST TR ABERDEEN GLBL OPP FD COM SHS 6,768 650 10.63 569,694
WESTPAC BKG CORP SPONSORED ADR 6,767 320 4.97 258,166
SUNCOR ENERGY INC NEW COM 6,737 -89 (1.3) 216,336
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR 6,717 189 2.89 1,067,883
YINGLI GREEN ENERGY HLDG CO LT ADR 6,673 -4,796 (41.82) 3,255,251
CAPSTEAD MTG CORP COM NO PAR 6,670 -5,567 (45.49) 524,389
ADVENT CLAYMORE CV SECS & INC COM 6,657 -113 (1.66) 404,678
MARKET VECTORS ETF TR INTL HI YLD BD 6,610 1,468 28.56 266,977
ICON PLC SHS 6,606 2,301 53.44 125,883
BLACKROCK MUNIYIELD FD INC COM 6,585 1,099 20.03 452,555
AERCAP HOLDINGS NV SHS 6,566 3,587 120.43 167,762
BLACKROCK LTD DURATION INC TR COM SHS 6,564 -260 (3.81) 419,723
HEALTH NET INC COM 6,558 -508 (7.19) 120,687
RPM INTL INC COM 6,539 300 4.80 129,531
BRF SA SPONSORED ADR 6,514 611 10.34 285,596
FTD COS INC COM 6,508 -863 (11.71) 185,417
NUVEEN CAL AMT-FREE MUN INC FD COM 6,508 -17 (0.27) 445,744
CIENA CORP COM NEW 6,505 -155 (2.32) 337,551


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