GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,227
New Positions 291
Increased Positions 1,956
Decreased Positions 1,248
Positions with Activity 3,204
Sold Out Positions 142
Total Mkt Value (in $ millions) 32,907

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.49%
Capital Goods 5.07%
Conglomerates 0.36%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 5.95%
Energy 8.42%
Financial 22.16%
Healthcare 7.88%
Services 16.99%
Technology 14.16%
Transportation 2.24%
Utilities 5.41%

3,227 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INVESCO SR INCOME TR COM 5,972 1,175 24.50 1,208,887
CHURCH & DWIGHT INC COM 5,941 -561 (8.63) 85,874
CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 5,937 -1,178 (16.55) 402,501
BIO RAD LABS INC CL A 5,933 -831 (12.28) 49,194
INSIGHT ENTERPRISES INC COM 5,932 548 10.17 219,370
KT CORP SPONSORED ADR 5,908 160 2.78 382,422
HATTERAS FINL CORP COM 5,906 228 4.02 300,999
HOLLYFRONTIER CORP COM 5,905 -17,603 (74.88) 116,247
COMMVAULT SYSTEMS INC COM 5,888 -2,093 (26.22) 90,474
ACORDA THERAPEUTICS INC COM 5,867 1,075 22.44 169,471
GIANT INTERACTIVE GROUP INC ADR 5,864 -8,066 (57.9) 501,621
TEEKAY CORPORATION COM 5,857 2,319 65.58 105,543
ALEXANDER & BALDWIN INC NEW COM 5,835 5,835 New 149,565
CALGON CARBON CORP COM 5,830 419 7.75 282,036
ORANGE SPONSORED ADR 5,816 -3,376 (36.73) 385,410
BHP BILLITON PLC SPONSORED ADR 5,796 3,000 107.34 90,038
ISHARES CORE S&P MCP ETF 5,786 -792 (12.04) 42,931
SALIENT MIDSTREAM & MLP FD SH BEN INT 5,785 1,981 52.07 229,557
ADVANCE AUTO PARTS INC COM 5,782 -6,079 (51.25) 47,849
ENCANA CORP COM 5,769 2,933 103.40 246,626