GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 4.99%
Conglomerates 0.3%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.81%
Financial 19.07%
Healthcare 9.66%
Services 16.96%
Technology 14.7%
Transportation 2.05%
Utilities 5.49%

3,148 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN DIVERSIFIED DIV INCM FD COM 6,731 -1,421 (17.43) 541,478
INVESCO SR INCOME TR COM 6,730 -746 (9.97) 1,435,041
GALLAGHER ARTHUR J & CO COM 6,712 389 6.15 140,063
LANDS END INC NEW COM 6,679 6,679 New 223,909
FIRST TR ABERDEEN GLBL OPP FD COM SHS 6,669 -13 (0.2) 568,562
AMERICAN ASSETS TR INC COM 6,641 190 2.94 164,865
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 6,634 -2,156 (24.53) 204,820
HALOZYME THERAPEUTICS INC COM 6,625 1,508 29.46 419,567
IDACORP INC COM 6,621 -1,807 (21.44) 110,611
CLOUGH GLOBAL EQUITY FD COM 6,603 113 1.73 436,147
PENN WEST PETE LTD NEW COM 6,601 947 16.75 2,716,277
SPDR INDEX SHS FDS DJ INTL RL ETF 6,595 874 15.27 148,397
SPECTRA ENERGY PARTNERS LP COM 6,582 974 17.38 121,858
ANACOR PHARMACEUTICALS INC COM 6,579 6,579 New 120,945
BLACKROCK MUNIHOLDINGS FD INC COM 6,558 82 1.27 381,966
REPLIGEN CORP COM 6,552 -1,329 (16.87) 208,051
BIO TECHNE CORP COM 6,546 926 16.47 67,671
INVESCO MUNI INCOME OPP TRST COM 6,545 -67 (1.01) 919,274
SPIRIT RLTY CAP INC NEW COM 6,543 -569 (8) 575,979
CHINA MOBILE LIMITED SPONSORED ADR 6,530 -3,823 (36.92) 90,656