GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,226
New Positions 291
Increased Positions 1,955
Decreased Positions 1,248
Positions with Activity 3,203
Sold Out Positions 142
Total Mkt Value (in $ millions) 33,153

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.47%
Capital Goods 5.05%
Conglomerates 0.36%
Consumer Cyclical 3.68%
Consumer/Non-Cyclical 5.89%
Energy 8.44%
Financial 22.17%
Healthcare 8%
Services 16.92%
Technology 14.15%
Transportation 2.27%
Utilities 5.39%

3,226 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TWO HBRS INVT CORP COM 6,249 -614 (8.95) 607,848
BANCO DE CHILE SPONSORED ADR 6,221 2,919 88.40 81,719
ALLIANCEBERNSTEIN INCOME FUND COM 6,184 -755 (10.88) 839,029
AG MTG INVT TR INC COM 6,175 1,584 34.50 346,893
SCIENTIFIC GAMES CORP CL A 6,171 6,171 New 523,382
VANGUARD SCOTTSDALE FDS INT-TERM CORP 6,157 443 7.76 72,160
SK TELECOM LTD SPONSORED ADR 6,155 -17 (0.28) 283,098
QIAGEN NV REG SHS 6,150 -168 (2.66) 293,435
B & G FOODS INC NEW COM 6,144 4,391 250.42 191,700
BRF SA SPONSORED ADR 6,115 -1,583 (20.56) 278,864
WESTPAC BKG CORP SPONSORED ADR 6,108 1,343 28.17 184,190
BIO RAD LABS INC CL A 6,101 -854 (12.28) 49,194
YPF SOCIEDAD ANONIMA SPON ADR CL D 6,090 6,090 New 208,271
COMMVAULT SYSTEMS INC COM 6,086 -2,163 (26.22) 90,474
ACXIOM CORP COM 6,073 5,799 2,117.27 194,033
EMPRESA NACIONAL DE ELCTRCIDAD SPONSORED ADR 6,069 5,076 511.41 136,992
INVESCO SR INCOME TR COM 6,057 1,192 24.50 1,208,887
AMERICAN EAGLE OUTFITTERS NEW COM 6,055 -6,293 (50.97) 545,481
TEEKAY CORPORATION COM 6,043 2,393 65.58 105,543
ADVENT SOFTWARE INC COM 6,041 6,041 New 217,530