GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,159
New Positions 255
Increased Positions 1,594
Decreased Positions 1,542
Positions with Activity 3,136
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,794

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5%
Capital Goods 5.09%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 6.09%
Energy 7.25%
Financial 19.02%
Healthcare 9.91%
Services 17.29%
Technology 14.69%
Transportation 2.12%
Utilities 5.45%

3,159 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OLD REP INTL CORP COM 7,088 -14,283 (66.83) 481,184
VOYA GLBL EQTY DIV & PREM OPP COM 7,055 -1,505 (17.58) 838,932
ECOPETROL S A SPONSORED ADS 7,018 -2,462 (25.97) 460,211
WEX INC COM 6,987 -5,240 (42.86) 65,887
BIO RAD LABS INC CL A 6,977 835 13.59 52,495
SPIRIT RLTY CAP INC NEW COM 6,975 -606 (8) 575,979
ISHARES TR TIPS BD ETF 6,968 782 12.65 61,407
BLACKROCK LTD DURATION INC TR COM SHS 6,940 224 3.34 433,731
STARWOOD WAYPOINT RESIDENTL TR COM SHS 6,937 6,361 1,103.25 274,197
GRIFOLS S A SP ADR REP B NVT 6,933 2,057 42.19 217,532
DIGITAL RLTY TR INC COM 6,886 1,104 19.10 104,969
INVESCO SR INCOME TR COM 6,845 -758 (9.97) 1,435,041
NEW JERSEY RES COM 6,842 -2,692 (28.24) 228,458
AMERICAN ASSETS TR INC COM 6,837 195 2.94 164,865
ENERSIS S A SPONSORED ADR 6,800 -1,743 (20.41) 428,758
ENERNOC INC COM 6,766 5,532 448.15 606,815
EATON VANCE FLTING RATE INC TR COM 6,761 243 3.73 465,299
IDACORP INC COM 6,749 -1,842 (21.44) 110,611
REALTY INCOME CORP COM 6,738 1,277 23.38 133,855
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 6,735 -2,832 (29.6) 548,917