GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,306
New Positions 131
Increased Positions 1,495
Decreased Positions 1,786
Positions with Activity 3,281
Sold Out Positions 181
Total Mkt Value (in $ millions) 36,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.59%
Capital Goods 5.05%
Conglomerates 0.31%
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 6.03%
Energy 7.85%
Financial 21.48%
Healthcare 8.8%
Services 16.16%
Technology 13.47%
Transportation 2.17%
Utilities 6.25%

3,306 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN FINL GROUP INC OHIO COM 72,246 -9,424 (11.54) 1,239,211
ALLIANCE DATA SYSTEMS CORP COM 71,985 4,392 6.50 267,850
AMPHENOL CORP NEW CL A 71,582 3,002 4.38 1,519,140
NORTHERN TR CORP COM 71,489 2,207 3.19 1,154,909
ALLERGAN INC COM 71,015 11,559 19.44 388,465
PHILIP MORRIS INTL INC COM 70,998 7,415 11.66 810,484
ALCOA INC COM 70,146 17,321 32.79 4,351,492
NEXTERA ENERGY INC COM 69,540 18,247 35.57 720,398
SOUTHERN CO COM 69,319 11,126 19.12 1,468,939
LILLY ELI & CO COM 68,701 -10,038 (12.75) 1,062,168
INTERNATIONAL BUSINESS MACHS COM 68,362 1,669 2.50 422,535
ORBITAL SCIENCES CORP COM 68,062 -3,401 (4.76) 2,310,308
FIRST SOLAR INC COM 67,990 -4,072 (5.65) 1,241,821
HUNTINGTON BANCSHARES INC COM 67,501 -16,602 (19.74) 7,242,627
AMERICAN INTL GROUP INC COM NEW 66,818 9,246 16.06 1,293,165
CITIGROUP INC COM NEW 66,344 4,885 7.95 1,308,553
MICRON TECHNOLOGY INC COM 66,262 12,521 23.30 2,167,537
GLOBAL PMTS INC COM 66,082 -16,810 (20.28) 859,098
EDISON INTL COM 66,054 8,175 14.12 1,094,873
HALLIBURTON CO COM 65,207 944 1.47 1,198,001