GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,103
New Positions 146
Increased Positions 1,778
Decreased Positions 1,320
Positions with Activity 3,098
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,554

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.4%
Capital Goods 4.7%
Conglomerates 0.31%
Consumer Cyclical 3.7%
Consumer/Non-Cyclical 6.51%
Energy 6.39%
Financial 18.71%
Healthcare 10.95%
Services 17.79%
Technology 15.45%
Transportation 1.97%
Utilities 5.49%

3,103 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TUPPERWARE BRANDS CORP COM 7,644 486 6.79 116,024
BLACKROCK FLOATING RATE INCOME COM 7,634 97 1.29 569,706
ENERSIS S A SPONSORED ADR 7,632 468 6.53 456,736
EATON VANCE FLTING RATE INC TR COM 7,629 910 13.54 528,300
BLACKROCK MUNIYIELD FD INC COM 7,626 528 7.45 528,462
NEUBERGER BERMAN HGH YLD FD COM 7,620 -1,071 (12.33) 620,996
CRACKER BARREL OLD CTRY STORE COM 7,567 1,628 27.41 51,632
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER 7,524 -294 (3.76) 281,602
WINDSTREAM HLDGS INC COM NEW 7,518 1,005 15.43 938,629
ISHARES JP MOR EM MK ETF 7,494 340 4.76 67,404
UNIVERSAL CORP VA COM 7,491 608 8.84 144,086
DOUBLELINE OPPORTUNISTIC CR FD COM 7,480 -1,548 (17.14) 313,109
UNILEVER PLC SPON ADR NEW 7,461 3,211 75.57 171,010
MEDICAL PPTYS TRUST INC COM 7,447 514 7.42 543,546
SHIRE PLC SPONSORED ADR 7,442 4,355 141.12 29,192
CELLDEX THERAPEUTICS INC NEW COM 7,384 -354 (4.57) 267,065
PBF ENERGY INC CL A 7,345 -1,347 (15.5) 278,978
MEMORIAL PRODTN PARTNERS LP COM U REP LTD 7,334 79 1.08 481,534
UTI WORLDWIDE INC ORD 7,306 -932 (11.32) 751,667
HANCOCK HLDG CO COM 7,283 6,043 487.67 245,700