GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,203

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.06%
Capital Goods 5.21%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.41%
Energy 8.71%
Financial 21.77%
Healthcare 8.57%
Services 17.01%
Technology 14.14%
Transportation 2.18%
Utilities 5.57%

3,316 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RPM INTL INC COM 7,511 2,294 43.97 165,148
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 7,484 -680 (8.33) 245,447
POWERSHARES ETF TRUST II INTL CORP BOND 7,461 1,174 18.68 246,240
UNILEVER N V N Y SHS NEW 7,424 592 8.66 173,506
POTLATCH CORP NEW COM 7,403 -245 (3.2) 178,206
BLACKROCK FLOATING RATE INCOME COM 7,387 1,651 28.79 520,209
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER 7,385 1,085 17.22 227,512
OPKO HEALTH INC COM 7,331 1,160 18.80 810,063
MACQUARIE GLBL INFRA TOTL RETN COM 7,316 532 7.84 278,389
FAIR ISAAC CORP COM 7,293 186 2.62 124,540
HANCOCK JOHN PFD INCOME FD SH BEN INT 7,275 -588 (7.47) 358,388
REGENCY ENERGY PARTNERS L P COM UNITS L P 7,272 -2,842 (28.1) 231,143
TECHNE CORP COM 7,266 1,186 19.51 77,453
MANNKIND CORP COM 7,201 521 7.80 831,549
AMERICAN AIRLS GROUP INC COM 7,167 3,584 100.04 181,294
NETEASE INC SPONSORED ADR 7,151 972 15.74 84,111
MEDIA GEN INC COM 7,124 6,810 2,172.93 350,235
DWS HIGH INCOME OPPORT FD INC COM NEW 7,082 -3,141 (30.72) 476,879
CAMDEN PPTY TR SH BEN INT 7,044 1,730 32.56 95,681
INFOSYS LTD SPONSORED ADR 7,041 -623 (8.13) 127,115