GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,362

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.26%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.45%
Energy 8.73%
Financial 21.79%
Healthcare 8.49%
Services 16.89%
Technology 14.16%
Transportation 2.21%
Utilities 5.55%

3,316 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER 7,515 1,104 17.22 227,512
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 7,503 -682 (8.33) 245,447
POWERSHARES ETF TRUST II INTL CORP BOND 7,483 1,178 18.68 246,240
BLACKROCK FLOATING RATE INCOME COM 7,387 1,651 28.79 520,209
POTLATCH CORP NEW COM 7,372 -244 (3.2) 178,206
UNILEVER N V N Y SHS NEW 7,339 585 8.66 173,506
RPM INTL INC COM 7,331 2,239 43.97 165,148
MACQUARIE GLBL INFRA TOTL RETN COM 7,319 532 7.84 278,389
REGENCY ENERGY PARTNERS L P COM UNITS L P 7,318 -2,860 (28.1) 231,143
MANNKIND CORP COM 7,297 528 7.80 831,549
OPKO HEALTH INC COM 7,291 1,154 18.80 810,063
FAIR ISAAC CORP COM 7,287 186 2.62 124,540
HANCOCK JOHN PFD INCOME FD SH BEN INT 7,250 -586 (7.47) 358,388
TECHNE CORP COM 7,174 1,171 19.51 77,453
DWS HIGH INCOME OPPORT FD INC COM NEW 7,096 -3,147 (30.72) 476,879
ADVENT SOFTWARE INC COM 7,093 286 4.20 226,671
MEDIA GEN INC COM 7,078 6,767 2,172.93 350,235
VOYA INFRASTRUCTURE INDLS & MT COM 7,067 1,823 34.76 375,082
CPFL ENERGIA S A SPONSORED ADR 7,037 2,469 54.04 377,506
NETEASE INC SPONSORED ADR 7,034 956 15.74 84,111