GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,311
New Positions 132
Increased Positions 1,499
Decreased Positions 1,787
Positions with Activity 3,286
Sold Out Positions 182
Total Mkt Value (in $ millions) 39,329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.87%
Capital Goods 5.08%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.65%
Energy 9.29%
Financial 21.1%
Healthcare 8.36%
Services 15.87%
Technology 13.75%
Transportation 2.05%
Utilities 5.89%

3,311 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVENT CLAYMORE CV SECS & INC COM 7,877 -180 (2.24) 411,524
ASHLAND INC NEW COM 7,870 2,080 35.92 73,399
MEMORIAL PRODTN PARTNERS LP COM U REP LTD 7,869 1,179 17.63 336,300
EATON VANCE TXMGD GL BUYWR OPP COM 7,842 4,035 106 614,115
NUVEEN MUN MKT OPPORTUNITY FD COM 7,839 -691 (8.1) 588,108
BRITISH AMERN TOB PLC SPONSORED ADR 7,827 411 5.54 66,094
INVESCO SR INCOME TR COM 7,805 1,440 22.62 1,619,375
INTERCEPT PHARMACEUTICALS INC COM 7,783 420 5.71 26,863
MOBILE TELESYSTEMS OJSC SPONSORED ADR 7,779 -12,764 (62.13) 421,633
PRUDENTIAL GLB SHT DUR HG YLD COM 7,775 7,775 New 446,074
YPF SOCIEDAD ANONIMA SPON ADR CL D 7,769 687 9.70 235,140
HERTZ GLOBAL HOLDINGS INC COM 7,728 -632 (7.57) 261,523
FEI CO COM 7,707 6,444 510.26 91,703
HUNT J B TRANS SVCS INC COM 7,701 160 2.12 101,927
GULFPORT ENERGY CORP COM NEW 7,693 -460 (5.64) 131,508
ROADRUNNER TRNSN SVCS HLDG INC COM 7,691 -1,353 (14.96) 305,435
TELEFONICA BRASIL SA SPONSORED ADR 7,687 1,237 19.18 359,209
NORDIC AMERN OFFSHORE LTD SHS 7,662 968 14.47 393,138
CHINA PETE & CHEM CORP SPON ADR H SHS 7,616 -5,617 (42.45) 75,409
COPART INC COM 7,611 -22,897 (75.05) 221,043