GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,971

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.02%
Capital Goods 4.98%
Conglomerates 0.3%
Consumer Cyclical 4.17%
Consumer/Non-Cyclical 6.1%
Energy 7.76%
Financial 19.1%
Healthcare 9.69%
Services 16.96%
Technology 14.69%
Transportation 2.05%
Utilities 5.51%

3,148 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMAZON COM INC COM 101,224 -11,726 (10.38) 239,277
ALTRIA GROUP INC COM 98,483 13,446 15.81 1,943,227
WELLS FARGO & CO NEW COM 98,437 -6,459 (6.16) 1,766,312
HANOVER INS GROUP INC COM 98,141 -67,491 (40.75) 1,368,575
JPMORGAN CHASE & CO COM 96,772 -817 (0.84) 1,495,242
PROCTER & GAMBLE CO COM 96,593 612 .64 1,202,148
PEPSICO INC COM 96,154 13,954 16.98 1,002,131
SCHLUMBERGER LTD COM 95,834 12,146 14.51 1,030,695
PINNACLE WEST CAP CORP COM 95,807 -5,420 (5.36) 1,568,551
ABBVIE INC COM 93,724 -9,744 (9.42) 1,449,043
MEDTRONIC PLC SHS 93,674 -1,696 (1.78) 1,234,179
D R HORTON INC COM 93,613 -7,128 (7.08) 3,653,898
FLIR SYS INC COM 92,740 25,176 37.26 2,942,246
AUTOZONE INC COM 91,911 27,477 42.64 134,227
GOOGLE INC CL C 91,810 5,616 6.52 169,773
REINSURANCE GROUP AMER INC COM NEW 91,704 -6,718 (6.83) 993,438
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 89,994 -5,975 (6.23) 4,156,755
ALEXION PHARMACEUTICALS INC COM 89,964 17,165 23.58 525,186
BERKSHIRE HATHAWAY INC DEL CL B NEW 89,704 -6,150 (6.42) 613,781
INTERNATIONAL BUSINESS MACHS COM 88,848 12,035 15.67 510,710