GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,104
New Positions 146
Increased Positions 1,778
Decreased Positions 1,321
Positions with Activity 3,099
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,914

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 4.75%
Conglomerates 0.31%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.51%
Energy 6.5%
Financial 18.61%
Healthcare 10.89%
Services 17.8%
Technology 15.35%
Transportation 1.98%
Utilities 5.55%

3,104 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXXON MOBIL CORP COM 116,181 3,689 3.28 1,342,817
POWERSHARES QQQ TRUST UNIT SER 1 115,658 -19,065 (14.15) 1,046,961
AMAZON COM INC COM 115,139 12,816 12.53 269,248
ABBVIE INC COM 112,345 17,462 18.40 1,715,720
PHILIP MORRIS INTL INC COM 111,823 949 .86 1,328,850
AT&T INC COM 111,221 259 .23 3,204,296
ISHARES TR RUSSELL 2000 ETF 109,829 76,593 230.46 882,654
COGNIZANT TECHNOLOGY SOLUTIONS CL A 109,325 19,260 21.39 1,686,854
RED HAT INC COM 108,630 33,035 43.70 1,378,375
GOOGLE INC CL C 107,576 15,880 17.32 199,175
COMCAST CORP NEW CL A 106,910 21,396 25.02 1,847,422
ALEXION PHARMACEUTICALS INC COM 106,742 16,441 18.21 620,809
LENNAR CORP CL A 105,918 -34,972 (24.82) 2,182,518
VISA INC COM CL A 105,291 20,647 24.39 1,512,360
JPMORGAN CHASE & CO COM 105,037 5,648 5.68 1,580,218
MICRON TECHNOLOGY INC COM 104,742 23,531 28.98 3,832,508
CVS HEALTH CORP COM 104,206 -32,048 (23.52) 1,002,463
PROCTER & GAMBLE CO COM 103,836 7,724 8.04 1,298,758
HOUGHTON MIFFLIN HARCOURT CO COM 101,144 5,115 5.33 3,932,515
MERCK & CO INC NEW COM 100,902 17,245 20.62 1,699,254