GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,206
New Positions 95
Increased Positions 1,423
Decreased Positions 1,773
Positions with Activity 3,196
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,912

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.33%
Capital Goods 5.04%
Conglomerates 0.37%
Consumer Cyclical 4.32%
Consumer/Non-Cyclical 5.94%
Energy 6.97%
Financial 20.73%
Healthcare 9.09%
Services 16.71%
Technology 13.99%
Transportation 2.38%
Utilities 6.19%

3,206 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITEDHEALTH GROUP INC COM 111,743 1,888 1.72 1,086,468
PROCTER & GAMBLE CO COM 111,437 19,529 21.25 1,194,527
COGNIZANT TECHNOLOGY SOLUTIONS CL A 109,752 45,759 71.51 2,024,190
SPDR DOW JONES INDL AVRG ETF UT SER 1 108,072 -360 (0.33) 600,300
EXXON MOBIL CORP COM 105,032 3,359 3.30 1,110,387
PFIZER INC COM 104,640 502 .48 3,327,197
WELLS FARGO & CO NEW COM 104,406 -5,776 (5.24) 1,882,212
VERTEX PHARMACEUTICALS INC COM 104,153 3,559 3.54 915,627
COVANTA HLDG CORP COM 103,327 -26,166 (20.21) 4,711,675
ABBVIE INC COM 102,940 14,784 16.77 1,599,689
ENTERGY CORP NEW COM 101,144 2,569 2.61 1,148,447
WAL-MART STORES INC COM 101,051 5,949 6.26 1,166,067
JOHNSON & JOHNSON COM 100,824 13,534 15.50 966,860
BERKSHIRE HATHAWAY INC DEL CL B NEW 99,526 1,985 2.04 655,858
BIOGEN IDEC INC COM 99,518 5,530 5.88 296,395
KEURIG GREEN MTN INC COM 99,100 -31,187 (23.94) 725,741
LENNAR CORP CL A 98,761 40,291 68.91 2,276,654
PRICELINE GRP INC COM NEW 98,391 13,071 15.32 85,736
ALLIANCE DATA SYSTEMS CORP COM 97,933 7,944 8.83 338,015
D R HORTON INC COM 97,556 -40,709 (29.44) 3,932,116