GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,227
New Positions 291
Increased Positions 1,956
Decreased Positions 1,248
Positions with Activity 3,204
Sold Out Positions 142
Total Mkt Value (in $ millions) 32,907

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.49%
Capital Goods 5.07%
Conglomerates 0.36%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 5.95%
Energy 8.42%
Financial 22.16%
Healthcare 7.88%
Services 16.99%
Technology 14.16%
Transportation 2.24%
Utilities 5.41%

3,227 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOOGLE INC CL A 100,739 26,370 35.46 185,407
GOOGLE INC CL C 99,397 26,019 35.46 185,407
BUNGE LIMITED COM 98,441 1,078 1.11 1,226,684
WAL-MART STORES INC COM 94,803 10,074 11.89 1,220,750
AMAZON COM INC COM 94,445 -1,572 (1.64) 290,682
LOCKHEED MARTIN CORP COM 94,444 1,856 2.00 589,355
SCHLUMBERGER LTD COM 92,544 49,787 116.44 926,274
WELLS FARGO & CO NEW COM 92,072 6,960 8.18 1,881,703
WHITING PETE CORP NEW COM 91,379 2,315 2.60 1,220,825
AMGEN INC COM 90,500 -10,814 (10.67) 783,822
ALTRIA GROUP INC COM 86,542 15,012 20.99 2,250,776
PHILLIPS 66 COM 85,638 18,798 28.13 1,066,739
SOUTHWEST AIRLS CO COM 85,410 31,920 59.68 3,636,009
MERCK & CO INC NEW COM 85,304 5,403 6.76 1,510,606
AMERICAN FINL GROUP INC OHIO COM 84,817 1,534 1.84 1,483,328
FACEBOOK INC CL A 84,032 26,356 45.70 1,425,716
COMCAST CORP NEW CL A 84,019 3,309 4.10 1,711,190
DELTA AIR LINES INC DEL COM NEW 83,974 38,157 83.28 2,487,392
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 83,944 29,727 54.83 3,109,036
JOHNSON & JOHNSON COM 83,313 -1,353 (1.6) 841,881