GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,150
New Positions 252
Increased Positions 1,588
Decreased Positions 1,539
Positions with Activity 3,127
Sold Out Positions 185
Total Mkt Value (in $ millions) 41,313

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.88%
Capital Goods 4.97%
Conglomerates 0.31%
Consumer Cyclical 4.18%
Consumer/Non-Cyclical 6.07%
Energy 7.55%
Financial 18.97%
Healthcare 9.97%
Services 17.14%
Technology 14.64%
Transportation 2.05%
Utilities 5.5%

3,150 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VERA BRADLEY INC COM -21 Sold Out 0
VISTA GOLD CORP COM NEW -4 Sold Out 0
WABASH NATL CORP COM -141 Sold Out 0
WEST CORP COM -5,262 Sold Out 0
WET SEAL INC CL A Sold Out 0
WISDOMTREE TR WSDM EMKTBD FD -322 Sold Out 0
WNS HOLDINGS LTD SPON ADR -247 Sold Out 0
WORTHINGTON INDS INC COM -7,404 Sold Out 0
XO GROUP INC COM -2,239 Sold Out 0
XUEDA ED GROUP SPONSORED ADR -67 Sold Out 0