GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2015

Position Statistics

Total Positions 3,147
New Positions 154
Increased Positions 1,493
Decreased Positions 1,603
Positions with Activity 3,096
Sold Out Positions 130
Total Mkt Value (in $ millions) 36,647

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 4.77%
Conglomerates 0.29%
Consumer Cyclical 3.84%
Consumer/Non-Cyclical 6.32%
Energy 5.55%
Financial 18.71%
Healthcare 11.96%
Services 17.75%
Technology 15.28%
Transportation 2.06%
Utilities 5.27%

3,147 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NEW YORK & CO INC COM -36 Sold Out 0
NORANDA ALUM HLDG CORP COM NEW -8 Sold Out 0
NRG YIELD INC COM CL A -2,054 Sold Out 0
NTELOS HLDGS CORP COM NEW -150 Sold Out 0
NUVERRA ENVIRONMENTAL SOLUTION COM NEW -95 Sold Out 0
PACIFIC SUNWEAR CALIF INC COM -14 Sold Out 0
PAIN THERAPEUTICS INC COM -29 Sold Out 0
PAPA MURPHYS HLDGS INC COM -2,536 Sold Out 0
PARTNER COMMUNICATIONS CO LTD ADR -91 Sold Out 0
PAYLOCITY HLDG CORP COM -1,957 Sold Out 0
PETROBRAS ARGENTINA S A SPONS ADR -347 Sold Out 0
PHYSICIANS RLTY TR COM -278 Sold Out 0
PICO HLDGS INC COM NEW -1,211 Sold Out 0
PMFG INC COM -2,761 Sold Out 0
POWERSHARES ETF TR II S&P500 LOW VOL -9,326 Sold Out 0
PROSHARES TR INVT INT RT HG 70.21 29,870
PROSHARES TR HGH YLD INT RATE 8.71 75,015
PROVIDENCE SVC CORP COM -189 Sold Out 0
QUICKLOGIC CORP COM -23 Sold Out 0
REGULUS THERAPEUTICS INC COM -2,029 Sold Out 0