GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,151
New Positions 252
Increased Positions 1,589
Decreased Positions 1,539
Positions with Activity 3,128
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,206

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.86%
Capital Goods 5.11%
Conglomerates 0.31%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.17%
Financial 19.14%
Healthcare 9.92%
Services 17.45%
Technology 14.48%
Transportation 2.1%
Utilities 5.53%

3,151 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
QUICKSILVER RESOURCES INC COM -1 Sold Out 0
RAPTOR PHARMACEUTICAL CORP COM -2,453 Sold Out 0
REALD INC COM -125 Sold Out 0
REGIS CORP MINN COM -1,860 Sold Out 0
REPUBLIC AWYS HLDGS INC COM -185 Sold Out 0
RESOURCES CONNECTION INC COM -740 Sold Out 0
ROFIN SINAR TECHNOLOGIES INC COM -712 Sold Out 0
ROUNDYS INC COM -96 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -90 Sold Out 0
RUDOLPH TECHNOLOGIES INC COM -779 Sold Out 0
RUTHS HOSPITALITY GROUP INC COM -981 Sold Out 0
SABINE OIL & GAS CORP COM -2 Sold Out 0
SANGAMO BIOSCIENCES INC COM -3,145 Sold Out 0
SELECT SECTOR SPDR TR SBI CONS STPLS -2,577 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-FINL -17,280 Sold Out 0
SELECT SECTOR SPDR TR SBI MATERIALS -11,713 Sold Out 0
SEMICONDUCTOR MFG INTL CORP SPONSORED ADR -254 Sold Out 0
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD -798 Sold Out 0
SHUTTERSTOCK INC COM -204 Sold Out 0
SILVER BULL RES INC COM -1 Sold Out 0