GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,104
New Positions 146
Increased Positions 1,778
Decreased Positions 1,321
Positions with Activity 3,099
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,914

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 4.75%
Conglomerates 0.31%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.51%
Energy 6.5%
Financial 18.61%
Healthcare 10.89%
Services 17.8%
Technology 15.35%
Transportation 1.98%
Utilities 5.55%

3,104 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROCK CREEK PHARMACEUTICALS INC COM NEW -2 Sold Out 0
RYDEX ETF TRUST GUG S&P500 EQ WT -20,913 Sold Out 0
SAFEGUARD SCIENTIFICS INC COM NEW -1,195 Sold Out 0
SANDRIDGE PERMIAN TR COM UNIT BEN INT -4,570 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-INDS -6,566 Sold Out 0
SELECT SECTOR SPDR TR SBI CONS DISCR -10,133 Sold Out 0
SIMMONS 1ST NATL CORP CL A $1 PAR -2,903 Sold Out 0
SMITH & WESSON HLDG CORP COM -3,045 Sold Out 0
SONUS NETWORKS INC COM NEW -40 Sold Out 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 -82,108 Sold Out 0
SPEED COMM INC COM -4 Sold Out 0
SPRINGLEAF HLDGS INC COM -1,061 Sold Out 0
TERRENO RLTY CORP COM -2,167 Sold Out 0
TORNIER N V SHS -773 Sold Out 0
TRINET GROUP INC COM -336 Sold Out 0
TRIPLE-S MGMT CORP CL B -233 Sold Out 0
TRIQUINT SEMICONDUCTOR INC COM -1,121 Sold Out 0
UBS AG SHS NEW -798 Sold Out 0
USANA HEALTH SCIENCES INC COM -271 Sold Out 0
WABCO HLDGS INC COM -601 Sold Out 0