GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.74%
Energy 8.78%
Financial 21.29%
Healthcare 8.52%
Services 15.87%
Technology 13.85%
Transportation 2.13%
Utilities 5.84%

3,308 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HEMISPHERX BIOPHARMA INC COM 27 -3 (9.09) 80,521
UNITED STATES ANTIMONY CORP COM 27 -3 (9.09) 17,806
GOLDFIELD CORP COM 26 -3 (9.09) 13,328
GERON CORP COM 26 3 12.43 11,702
SYNTHETIC BIOLOGICS INC COM 26 -3 (9.08) 14,796
APRICUS BIOSCIENCES INC COM 25 -3 (9.09) 15,539
MAST THERAPEUTICS INC COM 25 -2 (9.09) 44,580
LOCAL CORP COM 24 -2 (9.09) 12,662
ARQULE INC COM 24 -15 (38.01) 19,969
VERMILLION INC COM NEW 24 -2 (9.09) 12,268
GENERAL STEEL HOLDINGS INC COM 23 -2 (9.09) 22,195
CEL SCI CORP COM PAR $0.01 23 1 6.52 25,647
IMMUNOCELLULAR THERAPEUTICS COM 23 -2 (9.09) 22,764
QUICKSILVER RESOURCES INC COM 22 .17 21,256
ENTEROMEDICS INC COM NEW 22 -2 (9.09) 18,370
NAVIDEA BIOPHARMACEUTICALS INC COM 22 4 25.66 16,454
ANTARES PHARMA INC COM 22 22 New 10,492
CARDICA INC COM 22 -2 (9.09) 16,900
ZAZA ENERGY CORP COM NEW 22 1 6.00 4,436
UNWIRED PLANET INC NEW COM 21 -8 (28.02) 11,267