GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,100
New Positions 145
Increased Positions 1,774
Decreased Positions 1,321
Positions with Activity 3,095
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.73%
Conglomerates 0.31%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 6.51%
Energy 6.07%
Financial 19.03%
Healthcare 11.2%
Services 17.92%
Technology 15.18%
Transportation 1.93%
Utilities 5.3%

3,100 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI STH KOR ETF -139 Sold Out 0
ISHARES CNTRY MIN VL ETF -560 Sold Out 0
ISHARES INC MSCI RUSSIA CAP -386 Sold Out 0
ISHARES TR MSCI EMG MKT ETF -289 Sold Out 0
ISHARES TR RUS MDCP VAL ETF -11,266 Sold Out 0
ISHARES TR S&P MC 400VL ETF -11,398 Sold Out 0
JAPAN SMALLER CAPTLZTN FD INC COM -126 Sold Out 0
JOES JEANS INC COM -2 Sold Out 0
K12 INC COM -2,409 Sold Out 0
KANDI TECHNOLOGIES GROUP INC COM -1,201 Sold Out 0
LAKELAND BANCORP INC COM -1,247 Sold Out 0
LAKELAND FINL CORP COM -1,780 Sold Out 0
LATTICE SEMICONDUCTOR CORP COM -68 Sold Out 0
LDR HLDG CORP COM -1,211 Sold Out 0
LINN ENERGY LLC UNIT LTD LIAB -7,566 Sold Out 0
LITTELFUSE INC COM -1,695 Sold Out 0
MARKET VECTORS ETF TR RUSSIA ETF -698 Sold Out 0
MARKET VECTORS ETF TR RUSSIA SMALLCP -354 Sold Out 0
MARKET VECTORS ETF TR GOLD MINER ETF -36,216 Sold Out 0
MATADOR RES CO COM -382 Sold Out 0