GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,150
New Positions 252
Increased Positions 1,588
Decreased Positions 1,539
Positions with Activity 3,127
Sold Out Positions 185
Total Mkt Value (in $ millions) 41,262

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.91%
Capital Goods 4.97%
Conglomerates 0.3%
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 6.08%
Energy 7.51%
Financial 18.96%
Healthcare 9.95%
Services 17.19%
Technology 14.6%
Transportation 2.06%
Utilities 5.54%

3,150 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTEROIL CORP COM -2,685 Sold Out 0
IPC HEALTHCARE INC COM -634 Sold Out 0
ISHARES EM HGHYL BD ETF New 88,804
ISHARES GLB HGH YLD ETF New 9,077
ISHARES MSCI ACWI ETF -94 Sold Out 0
ISHARES U.S. PFD STK ETF -236 Sold Out 0
ISHARES TR GLOBAL ENERG ETF -284 Sold Out 0
ISHARES TR RUS MID-CAP ETF -596 Sold Out 0
ISHARES TR CORE S&P SCP ETF -226 Sold Out 0
ISHARES TR RUS 1000 ETF -415 Sold Out 0
ISHARES TR COHEN&STEER REIT -307 Sold Out 0
ISORAY INC COM -15 Sold Out 0
KB FINANCIAL GROUP INC SPONSORED ADR -687 Sold Out 0
KIRKLANDS INC COM -707 Sold Out 0
KKR & CO L P DEL COM UNITS -689 Sold Out 0
KLX INC COM -20,375 Sold Out 0
KULICKE & SOFFA INDS INC COM -802 Sold Out 0
KYTHERA BIOPHARMACEUTICALS INC COM -3,524 Sold Out 0
LANDAUER INC COM -293 Sold Out 0
LEJU HLDGS LTD SPONSORED ADS -87 Sold Out 0