GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,182

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.05%
Capital Goods 5.21%
Conglomerates 0.3%
Consumer Cyclical 3.61%
Consumer/Non-Cyclical 5.37%
Energy 8.64%
Financial 21.73%
Healthcare 8.65%
Services 17.07%
Technology 14.22%
Transportation 2.19%
Utilities 5.5%

3,316 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ORION ENERGY SYSTEMS INC COM 66 15 29.43 14,721
LUBYS INC COM 65 11 19.49 12,900
PENDRELL CORP COM 64 2 2.84 42,480
BIOLASE INC COM 63 10 18.93 26,599
TGC INDS INC COM NEW 63 10 19.50 15,904
ODYSSEY MARINE EXPLORATION INC COM 63 10 19.47 50,744
NOVAVAX INC COM 63 -14 (18.2) 13,773
CHINA MING YANG WIND PWR GROUP SPONSORED ADR 61 61 New 20,021
VANTAGE DRILLING COMPANY ORD SHS 60 -2 (3.56) 31,806
WESTELL TECHNOLOGIES INC CL A 60 10 20.30 29,891
ALPHATEC HOLDINGS INC COM 59 43 280.82 41,414
PRIMO WTR CORP COM 59 59 New 11,907
OXFORD INDS INC COM 59 59 New 960
CYTRX CORP COM PAR $.001 58 17 40.54 17,485
GABELLI GLB SML & MD CP VAL TR COM 58 22 59.16 5,483
DIGIRAD CORP COM 58 13 29.43 17,490
VERSO PAPER CORP COM 57 13 29.42 18,329
HARRIS & HARRIS GROUP INC COM 57 13 29.38 17,896
U S ENERGY CORP WYO COM 56 13 29.43 13,154
VICAL INC COM 56 33 147.45 42,663