GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,206
New Positions 95
Increased Positions 1,423
Decreased Positions 1,773
Positions with Activity 3,196
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,950

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.33%
Capital Goods 5.04%
Conglomerates 0.37%
Consumer Cyclical 4.3%
Consumer/Non-Cyclical 5.93%
Energy 6.89%
Financial 20.69%
Healthcare 9.17%
Services 16.67%
Technology 13.98%
Transportation 2.39%
Utilities 6.28%

3,206 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EMC INS GROUP INC COM -407 Sold Out 0
EMMIS COMMUNICATIONS CORP CL A -26 Sold Out 0
ENDURO RTY TR TR UNIT -76 Sold Out 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN -1,888 Sold Out 0
ENTEROMEDICS INC COM NEW -26 Sold Out 0
ENTROPIC COMMUNICATIONS INC COM -498 Sold Out 0
ENZO BIOCHEM INC COM -100 Sold Out 0
ENZON PHARMACEUTICALS INC COM -16 Sold Out 0
EPIRUS BIOPHARMACEUTICALS INC COM -10 Sold Out 0
EVOLUTION PETROLEUM CORP COM -108 Sold Out 0
EXLSERVICE HOLDINGS INC COM -238 Sold Out 0
EXPRESS INC COM -393 Sold Out 0
FAIRPOINT COMMUNICATIONS INC COM NEW -242 Sold Out 0
FALCONSTOR SOFTWARE INC COM -15 Sold Out 0
FEMALE HEALTH CO COM -50 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -25,043 Sold Out 0
FIRST CTZNS BANCSHARES INC N C CL A -285 Sold Out 0
FIRST FINL BANCORP OH COM -358 Sold Out 0
FULL HOUSE RESORTS INC COM -15 Sold Out 0
GABELLI HLTHCARE & WELLNESS TR RT -11 Sold Out 0