GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,306
New Positions 131
Increased Positions 1,495
Decreased Positions 1,786
Positions with Activity 3,281
Sold Out Positions 181
Total Mkt Value (in $ millions) 36,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.59%
Capital Goods 5.05%
Conglomerates 0.31%
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 6.03%
Energy 7.85%
Financial 21.48%
Healthcare 8.8%
Services 16.16%
Technology 13.47%
Transportation 2.17%
Utilities 6.25%

3,306 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MOSYS INC COM 49 -19 (27.74) 18,534
FUELCELL ENERGY INC COM 48 -15 (24.07) 27,296
PHARMATHENE INC COM 48 -5 (9.09) 27,507
NORANDA ALUM HLDG CORP COM 48 48 New 13,086
ISORAY INC COM 47 -5 (9.09) 33,617
CINEDIGM CORP COM 47 11 28.97 29,389
REPUBLIC FIRST BANCORP INC COM 47 47 New 12,154
HARRIS & HARRIS GROUP INC COM 46 -5 (9.09) 16,270
IPASS INC COM 45 -5 (9.09) 30,114
SUPPORT COM INC COM 45 -19 (29.39) 21,894
CATALYST PHARM PARTNERS INC COM 44 -4 (9.09) 17,744
CHINA MING YANG WIND PWR GROUP SPONSORED ADR 44 -5 (10.91) 17,837
ALPHA NATURAL RESOURCES INC COM 44 -317 (87.89) 21,129
MAGELLAN PETE CORP COM 43 -4 (9.09) 24,409
MARIN SOFTWARE INC COM 43 43 New 5,137
WIDEPOINT CORP COM 43 -4 (9.09) 26,489
CASTLE BRANDS INC COM 42 -4 (9.09) 24,810
HUDSON GLOBAL INC COM 42 -4 (9.08) 12,771
SYNERGETICS USA INC COM 41 -4 (9.09) 11,820
ALPHATEC HOLDINGS INC COM 41 -20 (32.38) 28,003