GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2015

Position Statistics

Total Positions 3,128
New Positions 238
Increased Positions 1,617
Decreased Positions 1,477
Positions with Activity 3,094
Sold Out Positions 190
Total Mkt Value (in $ millions) 34,774

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.33%
Capital Goods 4.53%
Conglomerates 0.31%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 7.55%
Energy 5.41%
Financial 17.82%
Healthcare 9.68%
Services 18.43%
Technology 15.45%
Transportation 1.9%
Utilities 5.75%

3,128 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CUMULUS MEDIA INC CL A -5 Sold Out 0
CUSHING ENERGY INCOME COM SH BEN INT -176 Sold Out 0
DEUTSCHE MUN INCOME COM -584 Sold Out 0
DIGI INTL INC COM -1,422 Sold Out 0
DTS INC COM -2,044 Sold Out 0
DXP ENTERPRISES INC NEW COM NEW -341 Sold Out 0
EATON VANCE NATL MUN OPPORT TR COM SHS -1,196 Sold Out 0
ECLIPSE RES CORP COM -29 Sold Out 0
ENCORE WIRE CORP COM -1,045 Sold Out 0
ENERGY XXI LTD USD UNRS SHS -2 Sold Out 0
ENERSYS COM -919 Sold Out 0
ENPHASE ENERGY INC COM -3,027 Sold Out 0
ENSIGN GROUP INC COM -1,869 Sold Out 0
ENTEROMEDICS INC COM PAR 0.01 -1 Sold Out 0
ENTRAVISION COMMUNICATIONS CP CL A -111 Sold Out 0
EP ENERGY CORP CL A -1,033 Sold Out 0
ESPERION THERAPEUTICS INC NEW COM -139 Sold Out 0
EXAMWORKS GROUP INC COM -2,925 Sold Out 0
FBR & CO COM NEW -255 Sold Out 0
FIRST TR ENHANCED EQTY INC FD COM -743 Sold Out 0