GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,100
New Positions 145
Increased Positions 1,774
Decreased Positions 1,321
Positions with Activity 3,095
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.73%
Conglomerates 0.31%
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 6.51%
Energy 6.07%
Financial 19.03%
Healthcare 11.2%
Services 17.92%
Technology 15.18%
Transportation 1.93%
Utilities 5.3%

3,100 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TOWERSTREAM CORP COM 17 .46 10,114
BALTIC TRADING LIMITED COM 17 1 4.88 10,704
VRINGO INC COM 17 1 5.62 30,595
REXAHN PHARMACEUTICALS INC COM 17 .45 27,783
FXCM INC COM CL A 17 17 New 11,474
ALPHATEC HOLDINGS INC COM 17 1 7.74 11,981
ARQULE INC COM 16 .45 10,191
SYNTHESIS ENERGY SYS INC COM 16 .46 11,486
BANCO BRADESCO S A SPONSORED ADR 15 15 New 1,846
PARKERVISION INC COM 15 1 8.65 39,561
ENERGY FUELS INC COM NEW 15 .46 3,503
BLUELINX HLDGS INC COM 15 .45 15,424
WILLBROS GROUP INC DEL COM 14 1 5.73 12,083
MAST THERAPEUTICS INC COM 14 3 32.18 27,835
NORANDA ALUM HLDG CORP COM 13 1 5.39 14,625
ANADIGICS INC COM 13 .45 18,265
ALPHA NAT RES INC COM 13 1 5.66 45,384
HANSEN MEDICAL INC COM 11 11 New 12,493
IPASS INC COM 11 .45 10,892
U S GEOTHERMAL INC COM 11 .46 20,112