GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,316
New Positions 242
Increased Positions 1,921
Decreased Positions 1,383
Positions with Activity 3,304
Sold Out Positions 128
Total Mkt Value (in $ millions) 36,362

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.26%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.45%
Energy 8.73%
Financial 21.79%
Healthcare 8.49%
Services 16.89%
Technology 14.16%
Transportation 2.21%
Utilities 5.55%

3,316 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MCDERMOTT INTL INC COM 1,428 47 3.40 185,204
HEALTH INS INNOVATIONS INC COM CL A 1,427 70 5.16 105,039
SS&C TECHNOLOGIES HLDGS INC COM 1,427 1,058 286.06 32,842
STRATEGIC GLOBAL INCOME FD COM 1,426 -11 (0.79) 154,860
KRONOS WORLDWIDE INC COM 1,426 44 3.22 92,234
BLACKSTONE MTG TR INC COM CL A 1,425 910 176.72 50,026
CASEYS GEN STORES INC COM 1,425 -162 (10.19) 21,423
SPECTRA ENERGY PARTNERS LP COM 1,424 -155 (9.82) 26,955
CASTLE A M & CO COM 1,423 24 1.74 131,283
BUCKLE INC COM 1,421 800 128.89 33,196
BRINKS CO COM 1,419 137 10.65 52,241
MSC INDL DIRECT INC CL A 1,419 1,105 350.97 16,005
LASALLE HOTEL PPTYS COM SH BEN INT 1,412 321 29.38 39,196
CEMEX SAB DE CV SPON ADR NEW 1,411 120 9.26 108,933
MAXIMUS INC COM 1,409 12 .88 32,762
GILDAN ACTIVEWEAR INC COM 1,409 -816 (36.69) 22,953
VALLEY NATL BANCORP COM 1,405 -527 (27.26) 144,577
HEXCEL CORP NEW COM 1,404 53 3.89 36,353
PIMCO ETF TR AUSTRALIA BD 1,404 -82 (5.49) 14,230
FORUM ENERGY TECHNOLOGIES INC COM 1,397 1,397 New 39,456