GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2013

Position Statistics

Total Positions 3,226
New Positions 291
Increased Positions 1,955
Decreased Positions 1,248
Positions with Activity 3,203
Sold Out Positions 142
Total Mkt Value (in $ millions) 33,016

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.45%
Capital Goods 5.07%
Conglomerates 0.36%
Consumer Cyclical 3.67%
Consumer/Non-Cyclical 5.93%
Energy 8.45%
Financial 22.09%
Healthcare 7.97%
Services 16.97%
Technology 14.2%
Transportation 2.25%
Utilities 5.39%

3,226 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 1,379 1,379 New 105,691
ISHARES CORE S&P SCP ETF 1,376 -331 (19.42) 12,693
EAGLE ROCK ENERGY PARTNERS LP UNIT 1,376 -164 (10.65) 281,881
FOREST CITY ENTERPRISES INC CL A 1,375 -14 (1) 73,701
AIR METHODS CORP COM PAR $.06 1,375 173 14.41 26,621
MERITAGE HOMES CORP COM 1,374 516 60.05 32,474
KFORCE INC COM 1,373 1,373 New 64,864
HYATT HOTELS CORP COM CL A 1,373 625 83.64 25,429
BJS RESTAURANTS INC COM 1,370 566 70.33 46,137
INVESCO TR INVT GRADE NY MUNS COM 1,370 -881 (39.15) 94,932
NQ MOBILE INC ADR REPSTG CL A 1,369 1,159 553.75 104,097
CUSHING RTY & INCOME FD COM SH BEN INT 1,368 1,368 New 71,787
AXIS CAPITAL HOLDINGS LTD SHS 1,366 -69 (4.84) 29,404
STANDARD PAC CORP NEW COM 1,364 780 133.39 171,192
BENEFITFOCUS INC COM 1,364 1,364 New 35,542
NEWS CORP NEW CL B 1,360 1,239 1,029.21 81,619
TIM HORTONS INC COM 1,358 -4,453 (76.63) 24,369
P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 1,358 -240 (15.02) 33,287
LAYNE CHRISTENSEN CO COM 1,357 174 14.71 77,726
BLACKROCK MUNIY QUALITY FD II COM 1,352 -412 (23.37) 106,766