GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2014

Position Statistics

Total Positions 3,320
New Positions 242
Increased Positions 1,923
Decreased Positions 1,385
Positions with Activity 3,308
Sold Out Positions 129
Total Mkt Value (in $ millions) 36,250

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.08%
Capital Goods 5.32%
Conglomerates 0.3%
Consumer Cyclical 3.64%
Consumer/Non-Cyclical 5.54%
Energy 8.67%
Financial 21.76%
Healthcare 8.46%
Services 16.89%
Technology 14.06%
Transportation 2.18%
Utilities 5.65%

3,320 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLEGIANT TRAVEL CO COM 1,444 390 36.96 11,794
MRC GLOBAL INC COM 1,444 107 8.00 52,200
DAKTRONICS INC COM 1,441 -222 (13.33) 124,108
EDUCATION RLTY TR INC COM 1,439 62 4.52 133,127
DONNELLEY R R & SONS CO COM 1,439 66 4.79 90,201
CASTLE A M & CO COM 1,432 25 1.74 131,283
STRATEGIC GLOBAL INCOME FD COM 1,431 -11 (0.79) 154,860
SUNOCO LOGISTICS PRTNRS L P COM UNITS 1,428 -1,828 (56.14) 31,212
PEOPLES BANCORP INC COM 1,428 1,428 New 54,175
SS&C TECHNOLOGIES HLDGS INC COM 1,428 1,058 286.06 32,842
EMBOTELLADORA ANDINA S A SPON ADR B 1,425 102 7.70 62,662
VALLEY NATL BANCORP COM 1,424 -534 (27.26) 144,577
CARLISLE COS INC COM 1,424 -2,294 (61.7) 16,608
AMN HEALTHCARE SERVICES INC COM 1,417 -188 (11.69) 115,452
MSC INDL DIRECT INC CL A 1,415 1,101 350.97 16,005
AUTONAVI HLDGS LTD SPONSORED ADR 1,413 2 .16 67,747
CORESITE RLTY CORP COM 1,412 -586 (29.32) 42,063
SPECTRA ENERGY PARTNERS LP COM 1,412 -154 (9.82) 26,955
LASALLE HOTEL PPTYS COM SH BEN INT 1,411 320 29.38 39,196
BRINKS CO COM 1,410 136 10.65 52,241