GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,097
New Positions 145
Increased Positions 1,770
Decreased Positions 1,322
Positions with Activity 3,092
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,203

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.02%
Capital Goods 4.64%
Conglomerates 0.31%
Consumer Cyclical 3.75%
Consumer/Non-Cyclical 6.34%
Energy 5.6%
Financial 19.07%
Healthcare 11.59%
Services 17.93%
Technology 15.22%
Transportation 2%
Utilities 5.4%

3,097 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CANTEL MEDICAL CORP COM 1,410 202 16.75 26,001
ALLIANCE NEW YORK MUN INC FD COM 1,410 -263 (15.74) 99,296
CRANE CO COM 1,410 522 58.73 26,170
HILTON WORLDWIDE HLDGS INC COM 1,408 -1,217 (46.36) 53,162
CHAMBERS STR PPTYS COM 1,408 60 4.44 192,647
CENTER COAST MLP & INFRSTR FD COM SHS 1,405 1,252 818.62 96,069
IMPERIAL OIL LTD COM NEW 1,399 394 39.26 39,524
SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 1,399 -79 (5.32) 47,204
DRIL-QUIP INC COM 1,396 7 .53 22,545
NORTHERN OIL & GAS INC NEV COM 1,395 -18 (1.24) 276,773
NUVEEN NY MUN VALUE FD COM 1,394 -181 (11.51) 143,266
HCI GROUP INC COM 1,393 267 23.68 31,086
MFS MULTIMARKET INCOME TR SH BEN INT 1,391 -807 (36.73) 233,398
VEEVA SYS INC CL A COM 1,390 238 20.66 51,301
C D I CORP COM 1,390 -190 (12.01) 116,196
ANIKA THERAPEUTICS INC COM 1,389 286 25.88 39,251
SPDR SERIES TRUST LNG TRM CORP BD 1,389 -675 (32.69) 35,969
WELLS FARGO ADVANTAGE MULTI COM SHS 1,387 -655 (32.08) 112,587
ARES DYNAMIC CR ALLOCATION FD COM 1,386 47 3.52 92,934
HELIX ENERGY SOLUTIONS GRP INC COM 1,384 128 10.21 159,950