GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,148
New Positions 252
Increased Positions 1,587
Decreased Positions 1,538
Positions with Activity 3,125
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.03%
Capital Goods 4.99%
Conglomerates 0.3%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 6.1%
Energy 7.81%
Financial 19.07%
Healthcare 9.66%
Services 16.96%
Technology 14.7%
Transportation 2.05%
Utilities 5.49%

185 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AAON INC COM PAR $0.004 -1,231 Sold Out 0
ACCELERON PHARMA INC COM -1,007 Sold Out 0
ACXIOM CORP COM -3,083 Sold Out 0
ADTRAN INC COM -204 Sold Out 0
ADVENT SOFTWARE INC COM -8,674 Sold Out 0
ADVISORY BRD CO COM -9,452 Sold Out 0
AERCAP HOLDINGS NV SHS -8,227 Sold Out 0
AEROJET ROCKETDYNE HLDGS INC COM -1,838 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -4,599 Sold Out 0
AMERICAN PUBLIC EDUCATION INC COM -361 Sold Out 0
AMYRIS INC COM -26 Sold Out 0
ANGIES LIST INC COM -73 Sold Out 0
ATLAS ENERGY GROUP LLC COM -37 Sold Out 0
AUTOMATIC DATA PROCESSING INC EXDISTRIB WI -1,131 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -11,890 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -704 Sold Out 0
BBCN BANCORP INC COM -1,236 Sold Out 0
BLACKROCK NJ MUNICIPAL BOND TR COM -295 Sold Out 0
BOTTOMLINE TECH DEL INC COM -1,703 Sold Out 0
BPZ RESOURCES INC COM -1 Sold Out 0