GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,102
New Positions 145
Increased Positions 1,776
Decreased Positions 1,321
Positions with Activity 3,097
Sold Out Positions 92
Total Mkt Value (in $ millions) 40,452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 4.74%
Conglomerates 0.31%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 6.16%
Energy 6.12%
Financial 19.06%
Healthcare 11.23%
Services 17.99%
Technology 15.21%
Transportation 1.94%
Utilities 5.33%

92 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADAM NAT RES FD INC COM -1,371 Sold Out 0
ADAMS DIVERSIFIED EQUITY FD COM -712 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,456 Sold Out 0
ALLIED NEVADA GOLD CORP COM -70 Sold Out 0
AMICUS THERAPEUTICS INC COM -138 Sold Out 0
AMIRA NATURE FOODS LTD SHS -118 Sold Out 0
ANGIODYNAMICS INC COM -618 Sold Out 0
ARROWHEAD RESH CORP COM NEW -2,084 Sold Out 0
BANCFIRST CORP COM -1,483 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -4,001 Sold Out 0
CALLIDUS SOFTWARE INC COM -156 Sold Out 0
CATALENT INC COM -694 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -206 Sold Out 0
COCA COLA BOTTLING CO CONS COM -353 Sold Out 0
COMPASS DIVERSIFIED HOLDINGS SH BEN INT -1,556 Sold Out 0
CONTROL4 CORP COM -977 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 Sold Out 0
CULP INC COM -1,380 Sold Out 0
DIAMOND FOODS INC COM -316 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -22,490 Sold Out 0