GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2016

Position Statistics

Total Positions 3,067
New Positions 135
Increased Positions 1,055
Decreased Positions 1,984
Positions with Activity 3,039
Sold Out Positions 191
Total Mkt Value (in $ millions) 31,341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.97%
Capital Goods 4.48%
Conglomerates 0.31%
Consumer Cyclical 3.5%
Consumer/Non-Cyclical 8.07%
Energy 5.08%
Financial 18.91%
Healthcare 9.64%
Services 18.15%
Technology 14.8%
Transportation 1.98%
Utilities 5.88%

191 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
1 800 FLOWERS COM CL A -156 Sold Out 0
A H BELO CORP COM CL A -132 Sold Out 0
ACCURIDE CORP NEW COM NEW -16 Sold Out 0
ADEPTUS HEALTH INC CL A -322 Sold Out 0
ALIMERA SCIENCES INC COM -45 Sold Out 0
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN -446 Sold Out 0
AMC ENTMT HLDGS INC CL A COM -614 Sold Out 0
AMEDICA CORP COM NEW -2 Sold Out 0
AMEDISYS INC COM -487 Sold Out 0
AMERESCO INC CL A -57 Sold Out 0
AMERICAN MIDSTREAM PARTNERS LP COM UNITS -11,779 Sold Out 0
AMERICAN SOFTWARE INC CL A -203 Sold Out 0
AMES NATL CORP COM -226 Sold Out 0
ANI PHARMACEUTICALS INC COM -1,289 Sold Out 0
ANTARES PHARMA INC COM -13 Sold Out 0
ANTHERA PHARMACEUTICALS INC COM NEW -89 Sold Out 0
ARC DOCUMENT SOLUTIONS INC COM -76 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -287 Sold Out 0
ARENA PHARMACEUTICALS INC COM -26 Sold Out 0
ARRAY BIOPHARMA INC COM -40 Sold Out 0