GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 12/31/2014

Position Statistics

Total Positions 3,159
New Positions 255
Increased Positions 1,594
Decreased Positions 1,542
Positions with Activity 3,136
Sold Out Positions 185
Total Mkt Value (in $ millions) 40,794

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5%
Capital Goods 5.09%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 6.09%
Energy 7.25%
Financial 19.02%
Healthcare 9.91%
Services 17.29%
Technology 14.69%
Transportation 2.12%
Utilities 5.45%

185 Sold Out Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CRH PLC ADR -760 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -720 Sold Out 0
MARKET VECTORS ETF TR AGRIBUS ETF -256 Sold Out 0
DIXIE GROUP INC CL A -2,004 Sold Out 0
FAIRWAY GROUP HLDGS CORP CL A -419 Sold Out 0
FORTRESS INVESTMENT GROUP LLC CL A -581 Sold Out 0
MANNING & NAPIER INC CL A -1,168 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -152 Sold Out 0
WET SEAL INC CL A Sold Out 0
FEDERATED INVS INC PA CL B -733 Sold Out 0
ISHARES TR COHEN&STEER REIT -307 Sold Out 0
ACCELERON PHARMA INC COM -1,437 Sold Out 0
ACXIOM CORP COM -3,475 Sold Out 0
ADTRAN INC COM -249 Sold Out 0
ADVENT SOFTWARE INC COM -8,814 Sold Out 0
ADVISORY BRD CO COM -9,896 Sold Out 0
AMERICAN PUBLIC EDUCATION INC COM -401 Sold Out 0
AMYRIS INC COM -27 Sold Out 0
ANGIES LIST INC COM -84 Sold Out 0
ATLAS ENERGY GROUP LLC COM -41 Sold Out 0