GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 09/30/2014

Position Statistics

Total Positions 3,211
New Positions 95
Increased Positions 1,426
Decreased Positions 1,775
Positions with Activity 3,201
Sold Out Positions 286
Total Mkt Value (in $ millions) 39,547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.33%
Capital Goods 5.01%
Conglomerates 0.37%
Consumer Cyclical 4.32%
Consumer/Non-Cyclical 5.91%
Energy 6.83%
Financial 20.77%
Healthcare 9.47%
Services 16.62%
Technology 13.89%
Transportation 2.36%
Utilities 6.2%

286 Sold Out Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
MELCO CROWN ENTMT LTD ADR -310 Sold Out 0
PIMCO ETF TR AUSTRALIA BD -1,147 Sold Out 0
ISHARES TR CHINA LG-CAP ETF -316 Sold Out 0
AMERICAN SOFTWARE INC CL A -113 Sold Out 0
CASELLA WASTE SYS INC CL A -88 Sold Out 0
CYNOSURE INC CL A -305 Sold Out 0
EMMIS COMMUNICATIONS CORP CL A -27 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -25,043 Sold Out 0
FIRST CTZNS BANCSHARES INC N C CL A -285 Sold Out 0
LADDER CAP CORP CL A -3,657 Sold Out 0
NEXSTAR BROADCASTING GROUP INC CL A -1,298 Sold Out 0
NOODLES & CO CL A -631 Sold Out 0
U S GLOBAL INVS INC CL A -35 Sold Out 0
WESTELL TECHNOLOGIES INC CL A -30 Sold Out 0
WORLD WRESTLING ENTMT INC CL A -128 Sold Out 0
NEWBRIDGE BANCORP CL A NO PAR -115 Sold Out 0
WAVE SYSTEMS CORP CL A PAR $0.01 -10 Sold Out 0
COMCAST CORP NEW CL A SPL -4,621 Sold Out 0
TWENTY FIRST CENTY FOX INC CL B -2,102 Sold Out 0
RADIO ONE INC CL D NON VTG -23 Sold Out 0