GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,308
New Positions 131
Increased Positions 1,497
Decreased Positions 1,786
Positions with Activity 3,283
Sold Out Positions 182
Total Mkt Value (in $ millions) 38,863

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 5.15%
Conglomerates 0.3%
Consumer Cyclical 4.14%
Consumer/Non-Cyclical 5.74%
Energy 8.78%
Financial 21.29%
Healthcare 8.52%
Services 15.87%
Technology 13.85%
Transportation 2.13%
Utilities 5.84%

182 Sold Out Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L -7,812 Sold Out 0
CARNIVAL PLC ADR -421 Sold Out 0
ALBANY INTL CORP CL A -229 Sold Out 0
BGC PARTNERS INC CL A -167 Sold Out 0
READING INTERNATIONAL INC CL A -92 Sold Out 0
REAL GOODS SOLAR INC CL A -15 Sold Out 0
RESOURCE AMERICA INC CL A -96 Sold Out 0
WET SEAL INC CL A -6 Sold Out 0
AVANIR PHARMACEUTICALS INC CL A NEW -148 Sold Out 0
MICROSTRATEGY INC CL A NEW -245 Sold Out 0
GENIE ENERGY LTD CL B -1,663 Sold Out 0
NEWS CORP NEW CL B -190 Sold Out 0
NII HLDGS INC CL B NEW -4 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -115 Sold Out 0
ACORN ENERGY INC COM -23 Sold Out 0
ADECOAGRO S A COM -181 Sold Out 0
ALIMERA SCIENCES INC COM -56 Sold Out 0
ALON USA ENERGY INC COM -2,491 Sold Out 0
AMERICAN NATL BANKSHARES INC COM -124 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP COM -21 Sold Out 0