GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 06/30/2014

Position Statistics

Total Positions 3,307
New Positions 131
Increased Positions 1,497
Decreased Positions 1,785
Positions with Activity 3,282
Sold Out Positions 182
Total Mkt Value (in $ millions) 37,853

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.64%
Capital Goods 5.09%
Conglomerates 0.3%
Consumer Cyclical 4.07%
Consumer/Non-Cyclical 5.84%
Energy 8.67%
Financial 21.36%
Healthcare 8.6%
Services 15.88%
Technology 13.87%
Transportation 2.13%
Utilities 5.89%

182 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
A H BELO CORP COM CL A -114 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -100 Sold Out 0
ACORN ENERGY INC COM -21 Sold Out 0
ADECOAGRO S A COM -176 Sold Out 0
ALBANY INTL CORP CL A -214 Sold Out 0
ALIMERA SCIENCES INC COM -61 Sold Out 0
ALON USA ENERGY INC COM -2,341 Sold Out 0
AMBAC FINL GROUP INC COM NEW -164 Sold Out 0
AMERICAN NATL BANKSHARES INC COM -123 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP COM -19 Sold Out 0
AMTRUST FINL SVCS INC COM -673 Sold Out 0
ANADIGICS INC COM -8 Sold Out 0
ANGIES LIST INC COM -136 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -17 Sold Out 0
AVANIR PHARMACEUTICALS INC CL A NEW -160 Sold Out 0
BANK AMER CORP 7.25%CNV PFD L -7,655 Sold Out 0
BAXANO SURGICAL INC COM -2 Sold Out 0
BGC PARTNERS INC CL A -164 Sold Out 0
BLACKROCK MUN 2020 TERM TR COM SHS -222 Sold Out 0
BLOUNT INTL INC NEW COM -174 Sold Out 0


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