GUGGENHEIM CAPITAL LLC Information

227 WEST MONROE, CHICAGO, Illinois, 60606, (212) 401-0227

Report Date: 03/31/2015

Position Statistics

Total Positions 3,104
New Positions 146
Increased Positions 1,778
Decreased Positions 1,321
Positions with Activity 3,099
Sold Out Positions 92
Total Mkt Value (in $ millions) 41,914

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.42%
Capital Goods 4.75%
Conglomerates 0.31%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.51%
Energy 6.5%
Financial 18.61%
Healthcare 10.89%
Services 17.8%
Technology 15.35%
Transportation 1.98%
Utilities 5.55%

92 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADAM NAT RES FD INC COM -1,511 Sold Out 0
ADAMS DIVERSIFIED EQUITY FD COM -721 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,853 Sold Out 0
ALLIED NEVADA GOLD CORP COM -83 Sold Out 0
AMICUS THERAPEUTICS INC COM -115 Sold Out 0
AMIRA NATURE FOODS LTD SHS -106 Sold Out 0
ANGIODYNAMICS INC COM -602 Sold Out 0
ARROWHEAD RESH CORP COM NEW -1,908 Sold Out 0
BANCFIRST CORP COM -1,320 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -3,026 Sold Out 0
CALLIDUS SOFTWARE INC COM -145 Sold Out 0
CATALENT INC COM -736 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -247 Sold Out 0
COCA COLA BOTTLING CO CONS COM -260 Sold Out 0
COMPASS DIVERSIFIED HOLDINGS SH BEN INT -1,548 Sold Out 0
CONTROL4 CORP COM -1,048 Sold Out 0
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 Sold Out 0
CULP INC COM -1,177 Sold Out 0
DIAMOND FOODS INC COM -291 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -32,935 Sold Out 0